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PERSEUS MINING LIMITED — Major Shareholding Notification 2019
May 2, 2019
46513_rns_2019-05-02_fd3a2fa9-93eb-4a88-ad1b-cf6354cf124e.pdf
Major Shareholding Notification
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Form 605 Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme Perseus Mining Limited | |||
|---|---|---|---|
| ACN/ARSN | 106 808 986 | ||
| 1. Details of substantial holder (1) | |||
| Name | Dimensional Entities | ||
| ACN/ARSN (if applicable) | See Annexure A | ||
| The holder ceased to be substantialholder on | 30/04/2019 | ||
| The previous notice was given to thecompany on | 16/03/2018 | ||
| The previous notice was dated | 14/03/2018 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest $(2)$ of the substantial holder or an associate $(3)$ in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature ofchange $(4)$ | Considerationgiven in relationto change $(5)$ | Class $(6)$ andnumber ofsecuritiesaffected | Person'svotesaffected |
|---|---|---|---|---|---|
| See Annexure B |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| IN | |
4. Addresses
The addresses of persons named in this form are as follows:
| ____-----. .0 mναπι---- | ––$-$wuw______------ | _______________________________________ |
|---|---|---|
| --------------------------------------- | c⊾≙いいし______ | ____ |
| ----- |
Signature
| Dimensional Fund Advisors LPBy: Dimensional Holdings Inc., its General Partner | ||||
|---|---|---|---|---|
| print name By: Valerie A. Brown | capacity | Assistant Secretary and VicePresident | ||
| sign here | calmy | date | May 2, 2019 |
5138 v1 KNOWLEDGEB PRECEDENTS 10 11 16
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its $(1)$ related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- $(2)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(3)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(4)$ Include details of:
- $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $(5)$ Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $(6)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(7)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
GUIDE
This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 605.
| Signature | This form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | Nil |
| Lodging Fee | Nil |
| Other forms to becompleted | Nil |
| Additional information | (a) If additional space is required to complete a question, the information may beincluded on a separate piece of paper annexed to the form. |
| (b) This notice must be given to a listed company, or the responsible entity for a listedmanaged investment scheme. A copy of this notice must also be given to eachrelevant securities exchange. | |
| (c) The person must give a copy of this notice: | |
| within 2 business days after they become aware of the information; or(i) | |
| (ii) by 9.30 am on the next trading day of the relevant securities exchange after theybecome aware of the information if: | |
| (A) a takeover bid is made for voting shares in the company or voting interestsin the scheme; and | |
| the person becomes aware of the information during the bid period.(B) | |
| Annexures | To make any annexure conform to the regulations, you must |
| 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on allsides | |
| 2 show the corporation name and ACN or ARBN | |
| 3 number the pages consecutively | |
| 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearlylegible when photocopied | |
| 5 identify the annexure with a mark such as A, B, C, etc | |
| endorse the annexure with the words:6.This is annexure (mark) of (number) pages referred to in form (form number and title) | |
| 7 sign and date the annexure | |
| The annexure must be signed by the same person(s) who signed the form. |
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
ANNEXURE A Perseus Mining Limited ACN 106 808 986
DETAILS OF SUBSTANTIAL HOLDERS $1.$
In this Form 605, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:
| Name | DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP)ACN 065 937 671 |
|---|---|
| Name | Dimensional Fund Advisors LP |
| Name | Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC) |
| Name | DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.) |
| Name | Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP) |
| Name | David Booth |
| Name | Rex Sinquefield |
This is Annexure "A" referred to in Form 605: Notice of ceasing to be a substantial holder
| Date: | May 2, 2019 |
|---|---|
| Print Name: | Dimensional Fund Advisors LPBy: Dimensional Holdings Inc., its General PartnerBy: Valerie A. Brown |
| Signature: |
Capacity: Assistant Secretary and Vice President
Perseus Mining LimitedACN 106 808 986 ANNEXURE B
CHANGES IN RELEVANT INTERESTS $\mathbf{a}$
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required
| Date of Change | Person whose relevant interest changed | Nature of Change (4) | Consideration given inrelation to change (5) | Class (6) andnumber ofsecuritiesaffected | Person'saffectedvotes | |
|---|---|---|---|---|---|---|
| above) hold the following relevant interests in ordinary fully paid shares inThe companies and individuals comprisinPERSEUS MINING LTD: | g the Dimensional Entities (as defined | |||||
| (a) Registered Schemes | ||||||
| control the exercise of the disposal of these securities as responsible entity ofDFA Australia Limited has the power to exercise, or control the exercise of,the following registered managed investment schemes:voting rights attached to these securities | and /or the power to dispose of, or | |||||
| Sep 24 2018 -Feb 22 2019 | Dimensional Australian Core Equity Trust | Purchase/Sale/Transfer | (277, 689.15) | (691, 710) | (691, 710) | |
| Oct 09 2018 -Apr 26 2019 | Dimensional Australian Small Company Trust | Purchase/Sale/Transfer | 134,396.88 | 508,458 | 508,458 | |
| Oct 10 2018 -Mar 12 2019 | Dimensional Australian Value Trust | Purchase/Transfer | 450,440.62 | 1,162,090 | 1,162,090 | |
| Dec 04 2018 | Dimensional Australian Sustainability Trust | Purchase | ᠊ᠬ | 18,007.64 | 51,432 | 51,432 |
| (b) Institutional Mandates |
| voting rights attached to these securities and /or the power to dispose of, orDFA Australia Limited has the power to | exercise, or control the exercise of, | |||||
|---|---|---|---|---|---|---|
| control the exercise of the disposal of these securities under the following | ||||||
| mandates with institutional investors: | ||||||
| Nov 01 2018 | Separate Account advised by DFA Australia | |||||
| Nov 19 2018 | Limited | Purchase | Ş | 55,741.25 | 151,279 | 151,279 |
| May 22 2018 | Separate Account advised by DFA Australia | |||||
| Feb 22 2019 | Limited | Purchase/Sale/Transfer | $ | (152, 288.83) | (374, 811) | (374, 811) |
| Dec 17 2018 | Separate Account advised by DFA Australia | |||||
| Dec 18 2018 | Limited | Purchase | ∽ | 128,940.82 | 334,812 | 334,812 |
| Separate Account advised by DFA Australia | ||||||
| Apr 03 2018 | Limited | Purchase | ↭ | 129,461.77 | 267,941 | 267,941 |
| Sep 06 2018 | Separate Account advised by DFA Australia | |||||
| Sep 13 2018 | Limited | Sale/Transfer | ∽ | (2,314,609.21) | (6,804,879) | (6,804,879) |
| Separate Account advised by DFA Australia | ||||||
| Sep 19 2018 | Limited | Sale | ∽ | (35, 958.94) | (103, 695) | (103, 695) |
| Separate Account advised by DFA Australia | ||||||
| Mar 16 2018 | Limited | Transfer | ∽ | 39,437.58 | 93,899 | 93,899 |
| Sep 10 2018 | Separate Account advised by DFA Australia | |||||
| Jan 10 2019 | Limited | Purchase/Sale/Transfer | $ | (230, 825.59) | (643, 654) | (643, 654) |
| (c) Other Dimensional Entities Funds and Mandates | ||||||
| DFA Australia Limited has the power to dispose of, or to control the exercise of | ||||||
| the power to dispose of, these securities under sub-advisory agreements and | ||||||
| consulting services agreements with other members of the Dimensional Entities | ||||||
| in relation to the following mutual funds and mandates: | ||||||
| Mar 16 2018 | Separate Account Advised by Dimensional Fund | |||||
| Nov 22 2018 | Advisors LP | Purchase/Sale | S | (23,095.69) | (82, 129) | (82, 129) |
| Oct 24 2018 | eries ofOld Westbury Small & Mid Cap Fund, a s | |||||
| Dec 11 2018 | Old Westbury Funds, Inc. | Purchase/Sale | Ş | 36,456.75 | 96,310 | 96,310 |
| Mar 19 2018 | al FundSeparate Account advised by Dimension | |||||
| Mar 21 2018 | Advisors LP | Purchase | ふ | 35,460.37 | 82,421 | 82,421 |
| International Social Core Equity Portfolio of DFA | ||||||
| Nov 12 2018 | Investment Dimensions Group Inc. | Transfer | Ş | 30,997.51 | 80,513 | 80,513 |
| $\mathbf{I}$Mar 20 2018 | PortfolioCSTG&E International Social Core Equity | |||||
|---|---|---|---|---|---|---|
| Sep 26 2018 | of DFA Investment Dimensions Group Inc. | Sale/Transfer | ∽ | (24, 224.42) | (62,506) | (62,506) |
| Jul 25 2018 - Dec | DFAInternational Vector Equity Portfolio of | |||||
| 12 2018 | Investment Dimensions Group Inc. | Purchase/Sale/Transfer | ∽ | (36, 298.50) | (122, 088) | (122, 088) |
| Mar 16 2018 | al FundSeparate Account advised by Dimension | |||||
| Mar 23 2018 | Advisors LP | Purchase | ∽ | 130,005.74 | 299,053 | 299,053 |
| International Sustainability Core 1 Portfolio of | ||||||
| Aug 02 2018 | DFA Investment Dimensions Group Inc. | Purchase | ᠊ᠬ | 28,245.57 | 72,401 | 72,401 |
| Global Targeted Value Fund of Dimensional Funds | ||||||
| Nov 14 2018 | $\frac{c}{\rho}$ | Purchase | ∽ | 30,399.91 | 82,739 | 82,739 |
| Mar 16 2018 | al FundSeparate Account advised by Dimension | |||||
| Nov 30 2018 | Advisors LP | Purchase/Transfer | ∽ | (160,055.37) | (515, 154) | (515, 154) |
| International Small Company Fund, a series of | ||||||
| Mar 01 2019 | John Hancock Funds II | Purchase | $ | 42,747.82 | 95,538 | 95,538 |
| LVIP Dimensional International Core Equity Fund, | ||||||
| a series of Lincoln Variable Insurance Products | ||||||
| Aug 03 2018 | Trust | Purchase | ∽ | 28,245.18 | 72,400 | 72,400 |
| Separate Account advised by Dimensional Fund | ||||||
| Mar 21 2018 | Advisors LP | Sale | ∽ | (21,869.69) | (49, 720) | (49, 720) |
| Mar 16 2018 | al FundSeparate Account advised by Dimension | |||||
| Mar 21 2018 | Advisors LP | Purchase | ∽ | 53,979.44 | 126,459 | 126,459 |
| May 23 2018 | Separate Account advised by Dimensional Fund | |||||
| Sep 21 2018 | Advisors LP | Purchase/Transfer | ᠊ᠬ | (81, 823.06) | (241, 020) | (241, 020) |
| Aug 29 2018 | f The DFAThe Asia Pacific Small Company Series of | |||||
| Feb 28 2019 | Investment Trust Company | Purchase/Transfer | Ş | (362, 233.55) | (1, 179, 427) | (1.179, 427) |
| Mar 28 2018 | DFA International Small Cap Value Portfolio of | |||||
| Mar 12 2019 | DFA Investment Dimensions Group Inc. | Purchase/Transfer | Ş | 5,702,812.09 | 13,373,480 | 13,373,480 |
| (d) Dimensional Fund Advisors LP and | each of its subsidiaries are each deemed | |||||
| to have the same relevant interests in the securities as DFA Australia Limited | ||||||
| because Dimensional Fund Advisors LP controls DFA Australia Limited; | ||||||
| David Booth and Rex Sinquefield are deemed to have the same relevantම | ||||||
| interests in the securities as Dimensional Fund Advisors LP as they each, | ||||||
| individually or through trusts they control, have more than 20% voting power in | ||||||
| Dimensional Holdings Inc., the general partner of Dimensional Fund Advisors LP; |
| paragraph (c) above as investment manager or advisor to the mutual funds andDimensional Fund Advisors LP and other members of the DimensionalEntities may also have relevant interests in the securities referred to inmandates referred to in that paragraph.$\boldsymbol{\epsilon}$ | For the purpose of section 671B of the Corporations Act, as at April 30, 2019, the total votes attached to voting shares in which the Dimensional Entities have relevant interestsin is 57,987,700, being 4.97% of the total votes attached to all voting shares in Perseus Mining Limited.a substantial holderThis is Annexure "B" referred to in Form 605: Notice of ceasing to be | May 2, 2019 | By: Dimengional Holdings Inc., its General PartnerDimensional Fund Advisors LPBy: Valyfie & Brown | Assistant Secretary and Vice President | |
|---|---|---|---|---|---|
| Date: | Print Name:Signature: | Capacity: |
ANNEXURE C Perseus Mining LimitedACN 106 808 986
$\overline{4}$ . ADDRESSES
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| DFA Australia Limited | Level 43, 1 Macquarie Place, Sydney NSW 2000 |
| Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Ltd. | 20 Triton Street, London NW1 3BF, United Kingdom |
| DFA Canada LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Canada ULC | 745 Thurlow Street, Suite 2110, Vancouver, British |
| Columbia V6E 0C5, Canada | |
| Dimensional Advisors Ltd. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Pte. Ltd. | 8 Marina View, Asia Square Tower 1, Suite #33-01, |
| Singapore 018960 | |
| Dimensional Holdings Inc. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Holdings LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| David Booth | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Rex Sinquefield | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America |
This is Annexure "C" referred to in Form 605: Notice of ceasing to be a substantial holder
Dimensional Fund Advisors LPBy: Dimensional Holdings Inc., its General Partner Print Name: By: Valgrie A. Brown
Signature:
Capacity: Assistant Secretary and Vice President