AI assistant
PERSEUS MINING LIMITED — Major Shareholding Notification 2012
Sep 10, 2012
46513_rns_2012-09-10_e5f04883-ea57-4c0f-82e8-8f9224130b78.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
| MinterEllison | |||||
|---|---|---|---|---|---|
| AWYERS |
AURORA PLACE, 66 PHILLIP STREET, SYDNEY NSW 2000, DX 117 SYDNEY
| To | Company announcements officeASX | Facsimile | 1300 135 638 |
|---|---|---|---|
| Company SecretaryPerseus Mining Limited | Facsimile | $+61892402406$ | |
| From | Henry WongEmail: [email protected] | FacsimileDirect lineOur Ref | +61 2 9921 8058+61 2 9921 8536SSE:HLW:20-6818439 |
| Date | 11 September 2012 | Number of pages (including this one): $6$ |
Subject Notice of change of interests of substantial holder
Please find attached a notice of change of interests of substantial holder in relation to shares in Perseus Mining Limited from Van Eck Associates Corporation.
Regards MINTER ELLISON
If you do not receive all pages please telephone +61 2 9921 8536
ME_100643540_1 (W2003x)
$\overline{1}$
$\bar{t}$
IMPORTANT - The contents of this facsimile may be privileged and confidential. Any unauthorised use of the contents is expressly prohibited. If you have received the document in error, please advise us by telephone (reverse charges) immediately and then shred the document. Thank you.
| Form 604Corporations Act 2001Section 071B | ||||||||
|---|---|---|---|---|---|---|---|---|
| Notice of change of interests of substantial holder | ||||||||
| To Company Name/Scharne | Persous Mining Limited. | |||||||
| ACNIAREN | 106 808 986 | |||||||
| 1. Datalla of aubatantial holder (1) | ||||||||
| Name | Van Eck Associates Corporation (and its associates referred to in paragroph 6). | |||||||
| ACN/ARSN (I applicatio) | NA | |||||||
| There was a change in the interests of the | ||||||||
| mo 1ebíon (alinsdaren | 08/09/2012 | |||||||
| The previous nutice was given to the company on | 08/08/2012 | |||||||
| The previous notice was dated | 05/08/2012and the company's company of the company | |||||||
t04_
pago 2/2 15 July 2001
- Previous and present voting power
The joint number of votoe attached to all the vailing shares in the company of voting interests in the scheme that the substantial holder or an associate (2) had a relayant interest (3) is when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Provious notion | Procent notice | ||||
|---|---|---|---|---|---|
| Class of securities (4) | Person's votes | Voting power (5) | Porson's votes | Volleg power (5) | |
| Ordnery shares | 38.276.267 | .096.232the second interest of the second contract of the second con- | 0.54% | ||
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the appetantial holder or on accodate in valing securities of the company or schame, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Data ofchange | Person whoserelavant interestchanged. | Naturo of·change (B) | Considerationgiven in rolationto change (7) | Class andnumber ofsecuritionaffoclod | Person's votesafforded |
|---|---|---|---|---|---|
| jVan Eck Associates Soo Annexure ACorporation (VEAC)and all consequences that a second constant | استشخصه والبانا والنابات والمتراسط والمنابي مبان تحومت والتناسب | ||||
| $\cdots$ | CONTRACTOR | . | |||
| - ئەيغۇرىياتلىشتەتلەت ب | . | ||||
4. Prenont relovant interests
Perficulars of sech relavant interest of the substantial holder in voting securities after the change are as follows:
| Halder ofratoventInterest | Registeredholder ofsocuritios | Person enliledto be registeredas holder (8) | Nature ofrolsvanlinterest (8) | Cless andnumber ofsecurilles | Porson's votes |
|---|---|---|---|---|---|
| MEAC | Slato Stroot Bank ascustedian for Van Eck International Funds - International Invesions Gold Fund | Man Eck Funda -Investore Gold Fund竹口 | VEAC holds its relevantinterest by having thebower to exercise, controliho oxordisa of, orinfluence the exercise of,(ihe voling powers ordisposal of the securitiesllo which the relevantinterest rotatos in thoordinary course ofInvestment managementbualnose. | Crdinery shares8.499.260 | 1.419% |
| MEAC | (Bank of Naw YorkMollon as cuatadíantor Market VeoloraTrusi - Junior GoldMiners ETF | Markel Voolan Trustl- Junior Gold Minera(ETF (GDXJ) | iSame as above. | Ordinary sheres(86,004,737 | 7.644% |
MC_100043553_1 (W2003x)
| Same as shove.World Gold Expertise | Circinary shoros | 10.390% |
|---|---|---|
| 1,788.600 | ||
| Market Ventors Trust Same as above. | Crdinary shares123.164 | 0.027% |
| Santo de above. | Ordinary shares18.670 | 0.002% |
| iSame as abowe. | Cruinary shares4.025 | 10.001% |
5. Changes in association
The persons who have become associates (2) of, cassed to be associates of, or have changed the nature of their association (9) with, the aubatantial holder in relation to voting interests in the company or echeme are as follows:
| 1920 Block of March------------------------------------------ | ||
|---|---|---|
| andNemo eapolicable} | ∰ACN/AREN | Nature of associationCOLLECTION.-- |
| . | . | |
| .$\cdots$110111a margar | ||
| 1.111 | ||
| 11 april10,0001919 | 1000000000000000000000000000000000000 |
6. Addresses
The addresses of persons named in this form are es follows:
| Name | Address |
|---|---|
| NEAC | 1335 Madison Avenue, New York, NY 10017 |
| Van Eck Socurities Corporation | 1335 Modison Avenue, New York, NY 10017 |
| IVan Eck Absolute Return Advisers, Inc. | 1338 Madison Avenue, New York, NY 10017 |
Signature
| prini name | Russell Brennan | свраскуAssistant VP |
|---|---|---|
| sign hore | P. 1991Aa.$60 - 1$ | the final party of the company's Program$\cdots$and the state of$\cdots$$\sim$ $\sim$07/09/2012dale |
| $\overline{\phantom{a}}$$\cdots$1.1111 | $-0.01 - 0.01$The adverse to$\cdots$ |
DIRECTIONS
- if there are a number of substantial holders with similar or related relevent interests (eg. a corporation and its related comporations, or the manager andtrustee of an equity trust), the names could be included in an ann $(1)$
- $(2)$ See the definition of "escociato" in sociion 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relavant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
ME_100043553_1 (W2003x)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $[5] \centering% \includegraphics[width=0.8\textwidth]{Figures/PN1.png} \caption{The 3D (black) model for the top of the top of the top of the top of the top of the top of the top of the top of the top of the top of the top of the top of the top of the$
(ම) Inglude details of:
- erry relevant agroement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) appliss, s copyof any document setting cut the terms of any relevant agreement, and a state m
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of thesecurities to which the relavent interest relates (indicating closity the $\mathbf{b}$
See the definition of "relevant agreement" in sociion 9 of the Corporations Act 2001.
Details of the consideration must tholude any and all benafits, money and other, that any person from whom a relevant interest was acquired hes, or may,become cnabed to receive in relation to that acquisition. Details mus $\langle T \rangle$
$\ddot{\phantom{a}}$
$\langle B \rangle$ If the substantial holder is unable to determine the identity of the rereori (eg. if the relevant interest arises because of an option) write "unknown".
Give details. If appropriate, of the present association and any change in that association since the last aubatantial holding notice. $(9)$
ME_100843553_1 (W2003x)
$\bar{z}$
804 GUIDE 8566 171 13 March 2000
This guide does not form part of the prescribed form GUIDE and is included by ASIC to assist you in completing and lodging form 604. This form must be signed by elther a director or a secretary of the substantial holder. Signature Lodging period All Lodging Fee NO. Other forms to be MI completed If edditional space is required to complete is question, the information may be included on a separate place of (a) Additional information paper annexed to the form. This notice must be given to a listed company, or the responsible entity for a licted managed trweatment scheme.A copy of this notice must sise be given to cach refevant securities exchange. (b) (c) The person must give a copy of this notica: within 2 husiness days after they become aware of the information; or m by 9.30 em on the next trading day of the relevant securities exchange after they become aware of theInformation if: $(0)$ a takeover bid is made for voting shares in the company or voting interests in the softener; and (A) (9) the person becomes sware of the information during the bid ported. To make any annexure conform to the regulations, you must Annexures use A4 size paper of while or light pastel colour with a margin of at least 10mm on all sides 1 2 show the corporation name and A.C.N or ARBN 3 number the agona consecutively print or type in BLOCK letters in dark blue or block ink co that the document is clearly legible when photocopied $\blacktriangleleft$ identify the annexurs with a mark such as A, B, C, etc. 5. endorse the annexure with the words: - 6 This is annexure (mark) of (number) peges referred to in form (form number and title) sign and date the annexure. 7 The annexure must be signed by the same person(s) who signed the form.
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
ME_100643553_1 (W2002x)
| Holder of relevantinterest | Date ofAcquisition/Disposal | B/S | ConsiderationCaah | Consideration Non-cash | Number of Securities | |
|---|---|---|---|---|---|---|
| GON | $5/4/2012$ 8 | S | Ч | in Kind | 612,084 | |
| GDXJ | 5/8/2012 0 | $ | $\overline{\phantom{a}}$ | in-Kind | 125,199 | |
| GDXJ | 5/9/2012 B | ÿ | in-Kind | 431,272 | ||
| GDXJ | 5/10/2012 0 | τ | in-Kind | 125,226 | ||
| GDXJ | 5/16/2012 5 | 3 | $\overline{a}$ | in-Kind | 41,730 | |
| GDXJ | 5/17/2012 B | Ţ | In-Kind | 528,466 | ||
| GDXJ | 5/18/2012 B | 5 | ¥ | in-Kind | 83,442 | |
| GOU | 5/21/2012 8 | $ | In-Kind | 97,440 | ||
| 5/22/2012 B | $ | z,$\qquad \qquad \blacksquare$ | in-Kind | 97,433 | ||
| GDXJ | Ξ | in-Kind | 473,076 | |||
| cox | 5/23/2012 B | E | in-Kind | 153,087 | ||
| GDXJ | 5/24/2012 5 | Ţ | v, | 487,095 | ||
| GDXJ | 5/25/2012 8 | lerfor l | 4 | in-Kind | 667,968 | |
| GDXJ | .6/1/2012 B | ż | ln-Kind | |||
| GDXJ | 5/4/2012 0 | Ş | In-Kind | 278,320 | ||
| GDXJ | 6/5/2012 0 | $ | è, | in-Kind | 27,825 | |
| GDXJ | 6/8/2012 8 | $ | in-Kind | 41,739 | ||
| KSR.AU | 6/8/2012 B | ï | 31,173 | ر:÷ | 10,736 | |
| MAM AU | 6/8/2012 B | 3 | 13.314 | $٠ | 4,809 | |
| GDXJ | 6/11/2012 8 | ś | in-Kind | 27.824 | ||
| $6/13/2012$ 8 | 3 | ٠ | In-Kind | 792,984 | ||
| GDX/ | In-Kind | 97,384 | ||||
| GDXJ | 6/14/2012 B | £ | £, | 134,040 | ||
| AFK | 6/15/2012 8 | Ţ | 374,233 | `S | ||
| GDXJ | 6/15/2012 0 | 3 | 534,845 | Y.5 | 195,777 | |
| GDXJ | 6/15/2012 B | 5 | 31.17B | $ð. | 11,412 | |
| GOXI | 6/18/2012 B | Ŝ | à. | in-Kind | 42,261 | |
| RSRLAU | 6/18/2012†8 | $ | in-Kind | 1.440 | ||
| LODH | 6/19/2012 5 | 5 | 1,280,871 | $۰ | 451,000 | |
| GDXJ | 6/21/2012 B | $ | In-Kind | 196,308 | ||
| 6/28/2012 5 | J | $\dot{\star}$ | In-Kind | 64,186 | ||
| GDXJ | in-Kind | 42,087 | ||||
| GDXJ | 7/3/2012 0 | s | in-Kind | 56,108 | ||
| GDXJ | 7/5/2012 5 | Ś | ÷ | 154,308 | ||
| GDXJ | 7/10/2012 5 | s | ۰ | in-Kind | 266,608 | |
| GDAJ | 7/11/2012 5 | τ | ø. | in-Kind | ||
| AFK | 7/16/2012 B | S | 2,969 | ٠S.ċ | 1.216 | |
| GOXJ | 7/24/2012 0 | Ş | In-Kind | 28.052 | ||
| RSR AU | 7/24/2012 5 | S | ÷, | in-Kind | 2,830 | |
| GDXJ | 7/26/2012 B | Ş | ÷. | in-kind | 280,520 | |
| GOXJ | 7/27/2012 B | Ş | ò, | in-Kind | 14.023 | |
| RSR. AU | 7/27/2012 5 | Ş | ŗ. | {n-Kind | 708 | |
| GDXJ | 7/30/2012 B | Ş | ۰ | in-Kind | 210.330 | |
| in-Kind | 4,830 | |||||
| AFK | 7/30/2012 5 | 5 | Ì. | 98,175 | ||
| GOXI | 8/2/2012 B | $ | ٠ | in-Kind | ||
| GDXJ | 8/3/2012 B | Ş | é | In-Kind | 280.460 | |
| IJG | 8/6/2012 5 | Ś. | 1,605,831 | s | 722,000 | |
| MAM.AU | 8/6/2012 5 | ÷. | in-kind | 784 | ||
| RSR.AU | 8/6/2012 5 | iS | ٠ | In-Kind | 1,061 | |
| GDXJ | B/7/2012 B | in-Kind | 322,460 | |||
| GDXJ | 8/13/2012 0 | ؋ | in-Kind | 294,378 | ||
| GDXJ | 8/14/2012 8 | Ã, | $\pmb{\pi}$ | in-Kind | 140,200 | |
| B/14/2012 S | $ | in-Kind | 4,828 | |||
| AFK | s | in-Kind | 707 | |||
| RSR, AU | B/14/2012[5 | in-Kind | 98.147 | |||
| GDXJ | 8/16/2012 B | $ | 'n, | 28,042 | ||
| GDXJ | 8/17/2012 B | 5. | In-Kind | |||
| GDXJ | 8/21/2012 B | S | 894,891 | -S | 329,975 | |
| GDXJ | 8/22/2012 B | Ī. | In-Kind | 495,985 | ||
| GDXJ | 8/23/2012 0 | s | In-Kind | 609,482 | ||
| AFK | 8/27/2012 5 | 3 | In-Kind | 2,414 | ||
| GOXJ | 8/28/2012 B | 3 | $\Delta$ | In-Kind | 127,566 | |
| 9/4/2012 B | ż | a, | in-Kind | 99,225 | ||
| GDXJ | in-Kind | 907,264 | ||||
| GDXJ | $9/5/2012$ 8 | $ | In-Kind | 198,436 | ||
| GOXJ | 9/6/2012 B | 3 | ||||
This is Annexure A of 1 pages referred to in Form 604 -Notice of change of interests of substantial holder
$\sim 10^{-7}$
$\overline{1}$ $\frac{1}{2}$
$\mathbf{r}$
j. $\frac{1}{1}$
Page 1 of 1
$\sim$
$\hat{\mathcal{A}}$
$\mathcal{R}$