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PERPETUAL RESOURCES LIMITED — Major Shareholding Notification 2021
Feb 17, 2021
65540_rns_2021-02-17_9c1c95c7-6934-4dc1-adcc-7a7f1e1d5207.pdf
Major Shareholding Notification
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| Form 604Corporations Act 2001Section 671BNotice of change of interests of substantial holder | Form 604Corporations Act 2001Section 671BNotice of change of interests of substantial holder | Form 604Corporations Act 2001Section 671BNotice of change of interests of substantial holder |
|---|---|---|
| To Company Name/SchemeACN/ARSN1. Details of substantial holder (1)NameRegal Funds Management PtyLtd(RFM)ACN/ARSN (if applicable)107 576 82116/02/2021The previous notice was given to the company on28/10/2020The previous notice was dated26/10/20202. Previous and present voting power3. Changes in relevant interests4. Present relevant interestsParticulars of each relevant interest of the substantial holder in voting securities after the change are as follows:Nature ofrelevantinterest (6)Class andnumber ofsecuritiesPerson'svotesHOLDER OFSHARES32,184,005ORDINARY32,184,005Class and number of securitiesThe total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are asfollows:There was a change in the interests of the substantialholder onClass of securities (4)Voting power (5)Person's votesPrevious noticeCurrent noticePerson's votesVoting power (5)Perpetual Resources Ltd (PEC)154 516 533CREDIT SUISSE AGCS THIRD NOMINEES PTYLIMITEDCREDIT SUISSE AGHolder of relevant interestRegistered holder of securitiesPerson entitled to be registered asholder (8)ORDINARYParticulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of thecompany or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:Consideration (9)36,483,2188.20%32,184,0057.14%Holder of relevantinterestDate of acquisitionSee Annexure 1 | Perpetual Resources Ltd (PEC) | |
| 154 516 533 | ||
| Regal Funds Management PtyLtd(RFM) | ||
| 107 576 821 |
| 5. Changes in associatiThe persons who have becwith, the substantial holder | 5. Changes in associatiThe persons who have becwith, the substantial holder | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell29106.00630000Ordinary630000Sell23750.00500000Ordinary500000Sell34289.97623454Ordinary623454Sell35360.00680000Ordinary680000Sell19250.00275000Ordinary275000Sell65450.00770000Ordinary770000Sell41578.93521693Ordinary521693Sell3125.2839066Ordinary39066Sell22594.00260000Ordinary260000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary018/02/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell29106.00630000Ordinary630000Sell23750.00500000Ordinary500000Sell34289.97623454Ordinary623454Sell35360.00680000Ordinary680000Sell19250.00275000Ordinary275000Sell65450.00770000Ordinary770000Sell41578.93521693Ordinary521693Sell3125.2839066Ordinary39066Sell22594.00260000Ordinary260000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary018/02/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell29106.00630000Ordinary630000Sell23750.00500000Ordinary500000Sell34289.97623454Ordinary623454Sell35360.00680000Ordinary680000Sell19250.00275000Ordinary275000Sell65450.00770000Ordinary770000Sell41578.93521693Ordinary521693Sell3125.2839066Ordinary39066Sell22594.00260000Ordinary260000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary018/02/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell29106.00630000Ordinary630000Sell23750.00500000Ordinary500000Sell34289.97623454Ordinary623454Sell35360.00680000Ordinary680000Sell19250.00275000Ordinary275000Sell65450.00770000Ordinary770000Sell41578.93521693Ordinary521693Sell3125.2839066Ordinary39066Sell22594.00260000Ordinary260000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary018/02/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell29106.00630000Ordinary630000Sell23750.00500000Ordinary500000Sell34289.97623454Ordinary623454Sell35360.00680000Ordinary680000Sell19250.00275000Ordinary275000Sell65450.00770000Ordinary770000Sell41578.93521693Ordinary521693Sell3125.2839066Ordinary39066Sell22594.00260000Ordinary260000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary018/02/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell29106.00630000Ordinary630000Sell23750.00500000Ordinary500000Sell34289.97623454Ordinary623454Sell35360.00680000Ordinary680000Sell19250.00275000Ordinary275000Sell65450.00770000Ordinary770000Sell41578.93521693Ordinary521693Sell3125.2839066Ordinary39066Sell22594.00260000Ordinary260000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary018/02/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell29106.00630000Ordinary630000Sell23750.00500000Ordinary500000Sell34289.97623454Ordinary623454Sell35360.00680000Ordinary680000Sell19250.00275000Ordinary275000Sell65450.00770000Ordinary770000Sell41578.93521693Ordinary521693Sell3125.2839066Ordinary39066Sell22594.00260000Ordinary260000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary018/02/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: |
|---|---|---|---|---|---|---|---|---|
| Name and ACN/ | ARSN (if applicable) | Nature of association | ||||||
| NOT A | PPLICABLE | |||||||
| 6. AddressesThe addresses of persons | ||||||||
| N | ame | Address | ||||||
| PHIL | IP KING | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000 | ||||||
| SignatureAnnexure 1Changes in relevant int | ||||||||
| Date | Person who | se relevant interest changed | Nature ofChange | Considerationgiven inrelation tochange | Number ofsecuritiesaffected | Class ofsecurities | Personsvotesaffected | |
| 18/11/2020 | Reg | al Funds Management | Sell | 29106.00 | 630000 | Ordinary | 630000 | |
| 19/11/2020 | Reg | al Funds Management | Sell | 23750.00 | 500000 | Ordinary | 500000 | |
| 8/12/2020 | Reg | al Funds Management | Sell | 34289.97 | 623454 | Ordinary | 623454 | |
| 22/12/2020 | Reg | al Funds Management | Sell | 35360.00 | 680000 | Ordinary | 680000 | |
| 14/01/2021 | Reg | al Funds Management | Sell | 19250.00 | 275000 | Ordinary | 275000 | |
| 18/01/2021 | Reg | al Funds Management | Sell | 65450.00 | 770000 | Ordinary | 770000 | |
| 19/01/2021 | Reg | al Funds Management | Sell | 41578.93 | 521693 | Ordinary | 521693 | |
| 20/01/2021 | Reg | al Funds Management | Sell | 3125.28 | 39066 | Ordinary | 39066 | |
| 16/02/2021 | Reg | al Funds Management | Sell | 22594.00 | 260000 | Ordinary | 260000 | |
| 0/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/1900RegRegRegRegRegRegRegRegRegRegRegRegReg |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE
6. Addresses
The addresses of persons named in this form are as follows:
Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY PHILIP KING NSW 2000
Signature
Annexure 1
Changes in relevant interests
| Consideration | ||||||
|---|---|---|---|---|---|---|
| given in | Number of | Persons | ||||
| Nature of | relation to | securities | Class of | votes | ||
| Date | Person whose relevant interest changed | Change | change | affected | securities | affected |
| 18/11/2020 | Regal Funds Management | Sell | 29106.00 | 630000 | Ordinary | 630000 |
| 19/11/2020 | Regal Funds Management | Sell | 23750.00 | 500000 | Ordinary | 500000 |
| 8/12/2020 | Regal Funds Management | Sell | 34289.97 | 623454 | Ordinary | 623454 |
| 22/12/2020 | Regal Funds Management | Sell | 35360.00 | 680000 | Ordinary | 680000 |
| 14/01/2021 | Regal Funds Management | Sell | 19250.00 | 275000 | Ordinary | 275000 |
| 18/01/2021 | Regal Funds Management | Sell | 65450.00 | 770000 | Ordinary | 770000 |
| 19/01/2021 | Regal Funds Management | Sell | 41578.93 | 521693 | Ordinary | 521693 |
| 20/01/2021 | Regal Funds Management | Sell | 3125.28 | 39066 | Ordinary | 39066 |
| 16/02/2021 | Regal Funds Management | Sell | 22594.00 | 260000 | Ordinary | 260000 |
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