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Perpetual Limited Major Shareholding Notification 2011

Oct 13, 2011

10538_rns_2011-10-13_69561459-97ec-450c-a38f-fc05a5a0b79e.pdf

Major Shareholding Notification

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Form 604

Corporations Law Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme

ALUMINA LIMITED

ACN/ARSN 004 820 419

1. Details of substantial holder (1)

Name PERPETUAL LIMITED and subsidiaries ACN (if applicable) 000 431 827 There was a change in the interests of t Substantial holder on _ 12 _ / 10 / 2011 __ The previous notice was given to the company on _23 _ / 08 / 2011 __ The previous notice was dated _19 _ / 08 /_ 2011 __

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previousnotice Previousnotice Presentnotice Presentnotice
Person’s votes Voting power (5) Person’s votes Voting power (5)
Ordinary 147,093,709 6.03% 172,698,578 7.08%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant
interest changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities affected
Person’s votes
affected
Refer annexure 3

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered holder of
securities
Person entitled
to be registered
asholder(8)
Nature of relevant
interest (6)
Class and
number of
securities
Person’s votes
Refer annexure 1 & 2

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

==> picture [384 x 51] intentionally omitted <==

----- Start of picture text -----

Name and ACN (if applicable) Nature of association
Refer to Annexure 1
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6. Addresses

==> picture [412 x 69] intentionally omitted <==

----- Start of picture text -----

The addresses of persons named in this form are as follows:
Name Address
Refer to Annexure 1
----- End of picture text -----

==> picture [49 x 12] intentionally omitted <==

----- Start of picture text -----

Signature
----- End of picture text -----

Print name GLENDA CHARLES

Capacity DEPUTY COMPANY SECRETARY

ANNEXURE 1 - Perpetual Investments Account Codes & Details

Perpetual Investments Management Limited (PIML), subsidiary of Perpetual Limited, as Responsible Entity for:

INTERNAL CODE ACCOUNT DETAILS REGISTRATION DETAILS
ALL 'PC' CODES RBC Dexia Investor Services Trust
ACF: PIML (Select Investments)
RBC Dexia Investor Services Australia Pty Limited
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust
ACF: PIML (Select Investments)
RBC Dexia Investor Services Australia Pty Limited
GPO Box 5430 Sydney NSW 2001
PCEF RBC Dexia Investor Services Trust
ACF: Perpetual's Wholesale Concentrated Equity Fund
Account Code: PICEF
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PCCEF RBC Dexia Investor Services Trust
ACF: PIML (Select Investments)
Account Code: PCCEF
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PIBIAS RBC Dexia Investor Services Trust
ACF: Perpetual's Benchmark Industrial Australian Share Fund
Account Code: PIBIAS
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PIGPVF RBC Dexia Investor Services Trust
ACF: Perpetual's Pure Value 2 Share Fund
Account Code: PIGPVF
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PIGSFP RBC Dexia Investor Services Trust
ACF: Perpetual's Australian Share Fund
Account Code: PIGSFP
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PIICAP RBC Dexia Investor Services Trust
ACF: Perpetual's Investor Choice Fund
Account Code: PIICAP
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PIISF RBC Dexia Investor Services Trust
ACF: Perpetual's Industrial Share Fund
Account Code: PIISF
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PIRAF RBC Dexia Investor Services Trust
ACF: Perpetual Resources Fund
Account code: PIRAF
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PISINP RBC Dexia Investor Services Trust
ACF: Perpetual's Investor Choice Fund
Account Code: PISINP
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PISMA1 RBC Dexia Investor Services Trust
ACF: Perpetual's Australian Share Fund
Account Code: PISMA1
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PISMA2 RBC Dexia Investor Services Trust
ACF: Perpetual's Australian Share Fund
Account Code: PISMA2
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PIWGAP UBS Nominee Pty Ltd
ACF: Perpetual Wholesale Geared Australian Share Fund
Account code: A111266
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
UBS Nominee Pty Ltd

Level 16, Chifley Tower
2 Chifley Square
Sydney NSW 2000
PIWCPF UBS Nominee Pty Ltd
ACF: PI Protected Aust Share Fund A
Account code PIWCPF
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
UBS Nominee Pty Ltd

Level 16, Chifley Tower
2 Chifley Square
Sydney NSW 2000
PIWJPI RBC Dexia Investor Services Trust
ACF: Perpetual JF Wholesale Prop Income Fund
Account Code: PIWJPI
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001

This is Annexure 1 Page 1 of 4 of 604

PIWQLS UBS Nominee Pty Ltd
ACF: Perpetual QI Long Short Fund
Account code: A1025745
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
UBS Nominee Pty Ltd

Level 16, Chifley Tower
2 Chifley Square
Sydney NSW 2000
PIWSPF UBS Nominee Pty Ltd
ACF: Perpetual Wholesale Share Plus Fund
Account code: A111267
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
UBS Nominee Pty Ltd

Level 16, Chifley Tower
2 Chifley Square
Sydney NSW 2000
PMWSC RBC Dexia Investor Services Trust
ACF: Perpetual Wholesale Smaller Company Fund
Account Code: PIWSCS
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
PMWSRF RBC Dexia Investor Services Trust
ACF: Perpetual Wholesael Ethical Fund
Account Code: PIWSRF
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
Perpetual Investments Management Limited (PIML), subsidiary of Perpetual Limited, as Trustee for:
ALL 'SS' CODES RBC Dexia Investor Services Trust
ACF: PIML (Select Super)
RBC Dexia Investor Services Australia Pty Limited
GPO Box 5430 Sydney NSW 2001
RBC Dexia Investor Services Trust
ACF: PIML (Select Super)
RBC Dexia Investor Services Australia Pty Limited
GPO Box 5430 Sydney NSW 2001
Perpetual Investments Management Limited (PIML), subsidiary of Perpetual Limited, under Investment Management Agreements with:
INTERNAL CODE ACCOUNT DETAILS REGISTRATION DETAILS
CBAISF Citicorp Nominees Pty Ltd.
ACF: Commonwealth Aust Shares Fund 4
Account Code:PICISF
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
Citicorp Nominees Pty Ltd
A/C EASS04
GPO Box 764G
Melbourne VIC 3001
NSWTC Cogent Nominees Pty Ltd
ACF: NSW Treasury Corporation
Account Code: PINSWT
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
Cogent Nominees Pty Limited
A/C HGFPTE
P.O. Box R209 Royal Exchange
Sydney NSW 1225
PIACT JP Morgan Chase Nominees Ltd
ACF: Australian Capital Territory Treasury
Account Code: PIACT
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
JP Morgan Chase Nominees
A/C 32512
Locked Bag 7, Royal Exchange Sydney NSW 2000
PIAVIV JP Morgan Chase Nominees limited
ACF: NAVIGATOR AUSTRALIA LIMITED
Account Code: PIAVIV
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
JP Morgan Chase Nominees
A/C 58815
Locked Bag 7, Royal Exchange
Sydney NSW 2000
PICATH National Australia Custodian Services
ACF: CATHOLIC SUPER FUND PTY LTD
Account Code: PICATH
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
National Australia Custodian Services
A/C CDPRDE/17392-10
Level 21, 500 Bourke St
Melbourne VIC 3000
PIEFM6 Cogent Nominees Pty Ltd
ACF: EFM Australian Share Fund 6
Account Code: PIEFM6
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
Cogent Nominees Pty Limited
A/C WTXME6
P.O. Box R209 Royal Exchange
Sydney NSW 1225
PIFIRS National Nominees Ltd
ACF: FIRST SUPER MANDATE AUSTRALIA
Account Code: PIFIRS
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
National Australia Custodian Services
A/C 16444-14
Level 21, 500 Bourke St
Melbourne VIC 3000
PIHEAL JP Morgan Chase Nominees limited
ACF: HEALTH SUPER PTY LTD
Account Code: PIHEAL
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
JP Morgan Chase Nominees
A/C 74805
Locked Bag 7, Royal Exchange
Sydney NSW 2000
PIHEST JP Morgan Chase Nominees limited
ACF: HEST Australia Limited
Account Code: PIHEST
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
JP Morgan Chase Nominees
A/C 33112
Locked Bag 7, Royal Exchange
Sydney NSW 2000

This is Annexure 1 Page 2 of 4 of 604

PILGSS JP Morgan Chase Nominees limited
ACF: HEST Australia Limited
Account Code: PILGSS
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2002
JP Morgan Chase Nominees
A/C 56466
Locked Bag 7, Royal Exchange
Sydney NSW 2000
PILUCR JP Morgan Chase Nominees Ltd
ACF: LUCRF PTY LTD MANDATE
Account code: PILUCR
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2000
JP Morgan Chase Nominees
A/C 58865
Locked Bag 7, Royal Exchange
Sydney NSW 1999
PIMEDA Cogent Nominees Pty Ltd
ACF: MEDIA SUPER SMALLER COMPANIES FUND
Account code: PIMEDA
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2000
Cogent Nominees Pty Ltd
A/C PISPTE
P.O. Box R209, Royal Exchange
Sydney NSW 1225
PIRAEO State Street Australia Limited
ACF: RUSSELL AUSTRALIAN OPPORTUNITIES FUND
Account code: PIRAEO
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2000
State Street Australia Limited
A/C BT7B
Level 18, 338 Pitt Street
Sydney NSW 2000
PISTCF JP Morgan Chase Nominees Ltd
ACF: SAS Trustee Corporation
Account code: PISTCF
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
JP Morgan Chase Nominees
A/C 34893
Locked Bag 7, Royal Exchange
Sydney NSW 2000
PITWUS National Nominees Ltd
ACF: TWU SUPERANNUATION
Account Code: PITWUS
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
National Australia Custodian Services
A/C TUPPAE/16448-28
Level 21, 500 Bourke St
Melbourne VIC 3000
PMCBUS National Nominees Ltd
ACF: Construction & Building Union Superannuation Fund
Account Code: PICBUS
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
National Australia Custodian Services
A/C CBPFAE/5267-15
Level 21, 500 Bourke St
Melbourne VIC 3000
PMCGSF Citicorp Nominees Pty Ltd
ACF: Commonwealth Aust Shares Fund 11
Account Code: PICGSF
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
Citicorp Nominees Pty Ltd
A/C EASS11
GPO Box 764G Melbourne VIC 3001
PMCPSF Citicorp Nominees Pty Ltd
ACF:Commonwealth Property Fund 3
Account Code: PICPSF
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
Citicorp Nominees Pty Ltd
A/C EPSS03
GPO Box 764G Melbourne VIC 3001
PIAUST JP Morgan Chase Nominees Limited
ACF: Australian Super Ethical SRI Fund
Account Code: PIAUST
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
JP Morgan Chase Nominees
A/C 36018
Locked Bag 7 Royal Exchange
Sydney NSW 2000
PMHOST JP Morgan Chase Nominees Limited
ACF: Host - Plus Pty Ltd
Account Code: PIHOST
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
JP Morgan Chase Nominees
A/C 20004
Locked Bag 7 Royal Exchange
Sydney NSW 2000
PMSTA JP Morgan Chase Nominees Limited
ACF: Super Trust of Australia
Account Code: PISTA
C/- RBC Dexia Investor Services Australia Nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
JP Morgan Chase Nominees
A/C 40909
Locked Bag 7 Royal Exchange
Sydney NSW 2000
QITE2 RBC Dexia Investor Services Trust
ACF: Quantitative Investments TE 2 Equity Fund
Account Code: PIQTE2
GPO Box 5430 Sydney NSW 2001

RBC Dexia Investor Services Trust

GPO Box 5430 Sydney NSW 2001
T2 Perpetual Trustee Company Limited
(Private Client Division)
Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
T3 Perpetual Trustees Victoria Limited
(Private Client Division)
Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001

This is Annexure 1 Page 3 of 4 of 604

T4 Perpetual Trustees Queensland Limited
(Private Client Division)
Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
T6 Perpetual Trustees WA Limited
(Private Client Division)
Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
T7 Perpetual Trustee Company Canberra Limited
(Private Client Division)
Perpetual Trustee Company Limited
GPO Box 4172 Sydney NSW 2001
TEL National Nominees Limited
ACF: Telstra Superannuation Pty Limited
Account Code: PITEL
C/- RBC Dexia Investor Services Australia nominees Pty Limited
GPO Box 5430 Sydney NSW 2001
National Australia Custodian Services
A/C 3093-15 TSPPAE
Level 21, 500 Bourke Street
Melbourne VIC 3000

Perpetual Limited GPO BOX 4172 Sydney NSW 2001

This is Annexure 1 Page 4 of 4 of 604

ANNEXURE 2

PRESENT RELEVANT INTERESTS

==> picture [372 x 398] intentionally omitted <==

This is annexure 2 Page 1 of 1 referred to in Form 604 Title: Notice of change in interest of substantial holder

ANNEXURE 3

CHANGES IN RELEVENT INTERESTS

Account Security Volume Value Price AsAtDate
PMCGSF AWC - 44,939
- 66,272
$ 1.47
29/09/2011
PIGSFP AWC - 1,257,142
- 1,853,907
$ 1.47
29/09/2011
PIWGAP AWC - 82,708
- 110,324
$ 1.33
26/09/2011
PIWGAP AWC - 497,919
- 734,281
$ 1.47
29/09/2011
PIRAF AWC 100,000 166,000 $ 1.66
07/09/2011
PISMA2 AWC - 15,000
- 26,025
$ 1.74
25/08/2011
PISMA2 AWC - 23,000
- 35,535
$ 1.55
13/09/2011
PISMA2 AWC - 8,100
- 12,434
$ 1.54
15/09/2011
PILUCR AWC 51,340 91,508 $ 1.78
01/09/2011
PILUCR AWC 35,657 58,834 $ 1.65
07/09/2011
PILUCR AWC 112,415 176,492 $ 1.57
12/09/2011
PILUCR AWC 56,197 81,070 $ 1.44
20/09/2011
PILUCR AWC 56,198 82,049 $ 1.46
20/09/2011
PILUCR AWC 4,801 7,127 $ 1.48
30/09/2011
PILUCR AWC 34,570 48,917 $ 1.42
03/10/2011
PILUCR AWC 82,080 125,377 $ 1.53
06/10/2011
PILUCR AWC 41,040 63,037 $ 1.54
06/10/2011
PILUCR AWC 39,161 59,916 $ 1.53
12/10/2011
PILUCR AWC 39,161 59,517 $ 1.52
12/10/2011
PIACT AWC 90,301 160,953 $ 1.78
01/09/2011
PIACT AWC 62,765 103,562 $ 1.65
07/09/2011
PIACT AWC 197,598 310,229 $ 1.57
12/09/2011
PIACT AWC 98,847 144,317 $ 1.46
20/09/2011
PIACT AWC 98,847 142,597 $ 1.44
20/09/2011
PIACT AWC 8,448 12,540 $ 1.48
30/09/2011
PIACT AWC 60,798 86,029 $ 1.42
03/10/2011
PIACT AWC 144,345 220,487 $ 1.53
06/10/2011
PIACT AWC 72,173 110,858 $ 1.54
06/10/2011
PIACT AWC 68,878 104,681 $ 1.52
12/10/2011
PIACT AWC 68,879 105,385 $ 1.53
12/10/2011
PIHEAL AWC 180,925 322,481 $ 1.78
01/09/2011
PIHEAL AWC 127,460 210,309 $ 1.65
07/09/2011
PIHEAL AWC 401,741 630,733 $ 1.57
12/09/2011
PIHEAL AWC 200,912 289,836 $ 1.44
20/09/2011
PIHEAL AWC 200,913 293,333 $ 1.46
20/09/2011
PIHEAL AWC 17,576 26,090 $ 1.48
30/09/2011
PIHEAL AWC 123,565 174,844 $ 1.42
03/10/2011
PIHEAL AWC 293,505 448,329 $ 1.53
06/10/2011
PIHEAL AWC 146,753 225,413 $ 1.54
06/10/2011
PIHEAL AWC 139,994 214,191 $ 1.53
12/10/2011
PIHEAL AWC 139,994 212,763 $ 1.52
12/10/2011
PIRAEO AWC 63,813 113,740 $ 1.78
01/09/2011
PIRAEO AWC 44,379 73,225 $ 1.65
07/09/2011
PIRAEO AWC 139,895 219,635 $ 1.57
12/09/2011
PIRAEO AWC 69,883 100,813 $ 1.44
20/09/2011
PIRAEO AWC 69,882 102,028 $ 1.46
20/09/2011
PIRAEO AWC 5,963 8,851 $ 1.48
30/09/2011

This is annexure 3 Page 1 of 4 referred to in Form 604 Title: Notice of change in interest of substantial holder

PIRAEO AWC 42,988 60,828 $ 1.42
03/10/2011
PIRAEO AWC 102,123 155,993 $ 1.53
06/10/2011
PIRAEO AWC 51,062 78,431 $ 1.54
06/10/2011
PIRAEO AWC 48,692 74,499 $ 1.53
12/10/2011
PIRAEO AWC 48,692 74,002 $ 1.52
12/10/2011
PCAEPR AWC 154,753 275,832 $ 1.78
01/09/2011
PCAEPR AWC 113,922 187,971 $ 1.65
07/09/2011
PCAEPR AWC 359,193 563,933 $ 1.57
12/09/2011
PCAEPR AWC 179,845 259,444 $ 1.44
20/09/2011
PCAEPR AWC 179,845 262,574 $ 1.46
20/09/2011
PCAEPR AWC 14,511 21,540 $ 1.48
30/09/2011
PCAEPR AWC 110,529 156,399 $ 1.42
03/10/2011
PCAEPR AWC 131,526 202,024 $ 1.54
06/10/2011
PCAEPR AWC 263,052 401,812 $ 1.53
06/10/2011
PCAEPR AWC 124,942 189,887 $ 1.52
12/10/2011
PCAEPR AWC 124,941 191,160 $ 1.53
12/10/2011
NSWTC AWC 205,372 366,055 $ 1.78
01/09/2011
NSWTC AWC 142,804 235,627 $ 1.65
07/09/2011
NSWTC AWC 450,089 706,640 $ 1.57
12/09/2011
NSWTC AWC 224,855 324,376 $ 1.44
20/09/2011
NSWTC AWC 224,854 328,287 $ 1.46
20/09/2011
NSWTC AWC 19,211 28,517 $ 1.48
30/09/2011
NSWTC AWC 138,447 195,903 $ 1.42
03/10/2011
NSWTC AWC 164,241 252,274 $ 1.54
06/10/2011
NSWTC AWC 328,483 501,758 $ 1.53
06/10/2011
NSWTC AWC 156,531 237,896 $ 1.52
12/10/2011
NSWTC AWC 156,531 239,492 $ 1.53
12/10/2011
PCEF AWC - 36,285
- 63,252
$ 1.74
31/08/2011
PCEF AWC 1,098,695 1,958,314 $ 1.78
01/09/2011
PCEF AWC 365,633 603,294 $ 1.65
07/09/2011
PCEF AWC 1,500,000 2,107,950 $ 1.41
22/09/2011
PCEF AWC 915,026 1,358,265 $ 1.48
30/09/2011
PCEF AWC 384,833 544,539 $ 1.42
03/10/2011
PCEF AWC 539,000 823,323 $ 1.53
06/10/2011
PCEF AWC 269,499 413,950 $ 1.54
06/10/2011
PCEF AWC 303,603 464,513 $ 1.53
12/10/2011
PCEF AWC 303,602 461,414 $ 1.52
12/10/2011
PITWUS AWC 88,519 157,776 $ 1.78
01/09/2011
PITWUS AWC 61,386 101,287 $ 1.65
07/09/2011
PITWUS AWC 193,891 304,409 $ 1.57
12/09/2011
PITWUS AWC 96,904 141,480 $ 1.46
20/09/2011
PITWUS AWC 96,903 139,792 $ 1.44
20/09/2011
PITWUS AWC 8,270 12,276 $ 1.48
30/09/2011
PITWUS AWC 59,626 84,371 $ 1.42
03/10/2011
PITWUS AWC 70,733 108,646 $ 1.54
06/10/2011
PITWUS AWC 141,467 216,091 $ 1.53
06/10/2011
PITWUS AWC 67,597 102,734 $ 1.52
12/10/2011
PITWUS AWC 67,596 103,422 $ 1.53
12/10/2011
PIFIRS AWC 66,282 118,141 $ 1.78
01/09/2011
PIFIRS AWC 45,994 75,890 $ 1.65
07/09/2011
PIFIRS AWC 145,178 227,929 $ 1.57
12/09/2011
PIFIRS AWC 72,558 104,672 $ 1.44
20/09/2011
PIFIRS AWC 72,557 105,933 $ 1.46
20/09/2011

This is annexure 3 Page 2 of 4 referred to in Form 604 Title: Notice of change in interest of substantial holder

PIFIRS AWC 6,194 9,194 $ 1.48
30/09/2011
PIFIRS AWC 44,644 63,171 $ 1.42
03/10/2011
PIFIRS AWC 52,973 81,367 $ 1.54
06/10/2011
PIFIRS AWC 105,945 161,831 $ 1.53
06/10/2011
PIFIRS AWC 50,603 77,423 $ 1.53
12/10/2011
PIFIRS AWC 50,603 76,906 $ 1.52
12/10/2011
PIHEST AWC 205,536 350,172 $ 1.70
22/08/2011
PIHEST AWC 203,821 348,310 $ 1.71
23/08/2011
PIHEST AWC 205,356 356,601 $ 1.74
24/08/2011
PIHEST AWC 208,646 358,662 $ 1.72
26/08/2011
PIHEST AWC 201,881 353,049 $ 1.75
31/08/2011
PIHEST AWC 204,413 352,306 $ 1.72
02/09/2011
PIHEST AWC 205,438 343,410 $ 1.67
05/09/2011
PIHEST AWC 205,209 335,270 $ 1.63
06/09/2011
PIHEST AWC 104,905 174,447 $ 1.66
08/09/2011
PIHEST AWC 204,876 313,051 $ 1.53
12/09/2011
PIHEST AWC 121,138 187,873 $ 1.55
16/09/2011
PIHEST AWC 89,028 133,676 $ 1.50
19/09/2011
PIHEST AWC 98,913 136,520 $ 1.38
23/09/2011
PIHEST AWC 227,440 347,983 $ 1.53
12/10/2011
TEL AWC 150,909 257,104 $ 1.70
22/08/2011
TEL AWC 157,957 269,933 $ 1.71
23/08/2011
TEL AWC 151,788 263,580 $ 1.74
24/08/2011
TEL AWC 148,647 255,524 $ 1.72
26/08/2011
TEL AWC 166,674 291,479 $ 1.75
31/08/2011
TEL AWC 155,851 268,609 $ 1.72
02/09/2011
TEL AWC 151,786 253,725 $ 1.67
05/09/2011
TEL AWC 152,675 249,440 $ 1.63
06/09/2011
TEL AWC 66,537 110,644 $ 1.66
08/09/2011
TEL AWC 152,662 233,268 $ 1.53
12/09/2011
TEL AWC 132,536 199,003 $ 1.50
19/09/2011
TEL AWC 107,555 148,447 $ 1.38
23/09/2011
TEL AWC 56,824 86,941 $ 1.53
12/10/2011
PMCBUS AWC 241,766 411,897 $ 1.70
22/08/2011
PMCBUS AWC 239,957 410,063 $ 1.71
23/08/2011
PMCBUS AWC 241,680 419,677 $ 1.74
24/08/2011
PMCBUS AWC 235,394 404,642 $ 1.72
26/08/2011
PMCBUS AWC 237,146 414,721 $ 1.75
31/08/2011
PMCBUS AWC 240,373 414,283 $ 1.72
02/09/2011
PMCBUS AWC 241,350 403,441 $ 1.67
05/09/2011
PMCBUS AWC 240,971 393,698 $ 1.63
06/09/2011
PMCBUS AWC 123,625 205,576 $ 1.66
08/09/2011
PMCBUS AWC 240,769 367,895 $ 1.53
12/09/2011
PMCBUS AWC 142,140 220,445 $ 1.55
16/09/2011
PMCBUS AWC 104,477 156,872 $ 1.50
19/09/2011
PMCBUS AWC 116,721 161,098 $ 1.38
23/09/2011
PMCBUS AWC 264,849 405,219 $ 1.53
12/10/2011
PMSTA AWC 401,789 684,528 $ 1.70
22/08/2011
PMSTA AWC 398,265 680,595 $ 1.71
23/08/2011
PMSTA AWC 401,176 696,642 $ 1.74
24/08/2011
PMSTA AWC 407,313 700,171 $ 1.72
26/08/2011
PMSTA AWC 394,299 689,550 $ 1.75
31/08/2011
PMSTA AWC 399,363 688,302 $ 1.72
02/09/2011

This is annexure 3 Page 3 of 4 referred to in Form 604 Title: Notice of change in interest of substantial holder

PMSTA AWC 401,426 671,024 $ 1.67
05/09/2011
PMSTA AWC 401,145 655,391 $ 1.63
06/09/2011
PMSTA AWC 204,933 340,783 $ 1.66
08/09/2011
PMSTA AWC 401,693 613,787 $ 1.53
12/09/2011
PMSTA AWC 236,722 367,132 $ 1.55
16/09/2011
PMSTA AWC 173,959 261,199 $ 1.50
19/09/2011
PMSTA AWC 176,811 244,035 $ 1.38
23/09/2011
PMSTA AWC 450,887 689,857 $ 1.53
12/10/2011
PISMA2 AWC 16,300 23,717 $ 1.46
04/10/2011
PISMA2 AWC 7,500 11,963 $ 1.60
11/10/2011
T7 AWC 2,068 3,164 $ 1.53
12/10/2011
PCAEPR AWC - 55,906
- 95,118
$ 1.70
24/08/2011

This is annexure 3 Page 4 of 4 referred to in Form 604 Title: Notice of change in interest of substantial holder