Perpetual Limited — Director's Dealing 2020

Nov 11, 2020

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	Perpetual Limited
ABN	86 000 431 827

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director	Robert Adams
Date of last notice	24 September 2020

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change	9 November 2020
No. of securities held prior to change	Direct • 11,492 Perpetual Limited ordinary shares in the name of Mr Robert Adams. • 10,711 Perpetual Limited restricted ordinary shares – subject to the terms of the grant announced on 11 May 2018, to vest on 24 September 2022. • 10,551 Share Rights held by Mr Robert Adams. • 10,551 Performance Rights held by Mr Robert Adams. Indirect • 7,991 Perpetual Limited ordinary shares in the name of Portfolio Service SuperWrap – Personal Super Plan (superannuation fund)

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

	• 1,807 Perpetual Limited ordinary shares in the name of Trinafour Investments Pty Ltd (family trust). • 514 Perpetual Limited ordinary shares in the name of Mrs Wendy Adams, the mother of Mr Robert Adams. Interests disclosed voluntarily: Direct • 47,742.508 units in Perpetual Industrial Share Fund held in the name of Mr Robert Adams. Indirect • 6,296 units in Perpetual Australian Share Fund in the name of Mrs Wendy Adams, the Mother of Mr Robert Adams. • 154,918.67 units in Perpetual Wholesale Industrial Share Fund in the name of Mrs Wendy Adams, the mother of Mr Robert Adams.
Class	Performance Rights
Number acquired	Direct • 21,938 Performance Rights with a vesting date of 1 September 2023 • 21,937 Performance Rights with a vesting date of 1 September 2024
Number disposed	Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation	Nil – Performance Rights allocated pursuant to the terms of the grant approved by Perpetual Limited shareholders at the annual general meeting (AGM) on 15 October 2020.
No. of securities held after change	Direct • 11,492 Perpetual Limited ordinary shares in the name of Mr Robert Adams. • 10,711 Perpetual Limited restricted ordinary shares – subject to the terms of the grant announced on 11 May 2018, to vest on 24 September 2022. • 10,551 Share Rights held by Mr Robert Adams. • 54,426 Performance Rights held by Mr Robert Adams.

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Indirect • 7,991 Perpetual Limited ordinary shares in the name of Portfolio Service SuperWrap – Personal Super Plan (superannuation fund) • 1,807 Perpetual Limited ordinary shares in the name of Trinafour Investments Pty Ltd (family trust). • 514 Perpetual Limited ordinary shares in the name of Mrs Wendy Adams, the mother of Mr Robert Adams. Interests disclosed voluntarily: Direct • 47,742.508 units in Perpetual Industrial Share Fund held in the name of Mr Robert Adams. Indirect • 6,296 units in Perpetual Australian Share Fund in the name of Mrs Wendy Adams, the Mother of Mr Robert Adams. • 154,918.67 units in Perpetual Wholesale Industrial Share Fund in the name of Mrs Wendy Adams, the mother of Mr Robert Adams.

Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy- back

2020 Variable Incentive Equity Grant of Performance Rights to Mr Robert Adams, effective 9 November 2020, of which: • 21,938 will vest on 1 September 2023; and • 21,937 will vest on 1 September 2024 Details of the offer can be found in Perpetual’s 2020 Remuneration Report. The offer was approved by shareholders at the 2020 Perpetual Limited AGM.

• See chapter 19 for defined terms.

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Appendix 3Y Change of Director’s Interest Notice

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Not applicable
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change

Part 3 –[+] Closed period

art 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	Not applicable
If so, was prior written clearance provided to allow the trade to proceed during this period?	Not applicable
If prior written clearance was provided, on what date was this provided?	Not applicable

• See chapter 19 for defined terms.

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