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PERPETUA RESOURCES CORP. — Director's Dealing 2022
Jan 5, 2022
31603_dirs_2022-01-05_61a18ef4-3ed1-4841-8bbe-ac2422cc9987.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PERPETUA RESOURCES CORP. (PPTA)
CIK: 0001526243
Period of Report: 2022-01-01
Reporting Person: Haslam Alan Douglas (See remarks.)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 7810 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Director and Employee Stock Option (right to buy) | $6.95 | 2022-01-05 | Common Shares (40000) | Direct | |
| Director and Employee Stock Option (right to buy) | $4.61 | 2023-01-04 | Common Shares (4250) | Direct | |
| Director and Employee Stock Option (right to buy) | $7.57 | 2024-01-04 | Common Shares (19000) | Direct | |
| Director and Employee Stock Option (right to buy) | $4.84 | 2025-01-01 | Common Shares (21500) | Direct | |
| Director and Employee Stock Option (right to buy) | $2.73 | 2025-03-20 | Common Shares (25000) | Direct | |
| Director and Employee Stock Option (right to buy) | $9.21 | 2026-01-20 | Common Shares (40000) | Direct | |
| Restricted Share Units | $ | Common Shares (23333) | Direct |
Footnotes
F1: The stock option, representing a right to purchase a total of 40,000 common shares ("Common Shares") of Perpetua Resources Corp. (the "Issuer"), is fully exercisable as of the date hereof.
F2: The exercise price of the stock option of CAD$8.90 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on December 23, 2021 of C$1.2809 = US$1.00.
F3: The stock option, representing a right to purchase a total of 4,250 Common Shares, is fully exercisable as of the date hereof.
F4: The exercise price of the stock option of CAD$5.90 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on December 23, 2021 of C$1.2809 = US$1.00.
F5: The stock option, representing a right to purchase a total of 19,000 Common Shares, is fully exercisable as of the date hereof.
F6: The exercise price of the stock option of CAD$9.70 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on December 23, 2021 of C$1.2809 = US$1.00.
F7: The stock option, representing a right to purchase a total of 21,500 Common Shares, became exercisable as to 5,375 Common Shares on January 1, 2020, exercisable as to 5,375 Common Shares on January 1, 2021, and exercisable as to 5,375 Common Shares on January 1, 2022, with the remainder to vest on January 1, 2023, subject to the terms and conditions of the Issuer's 2011 Evergreen Incentive Stock Option Plan.
F8: The exercise price of the stock option of CAD$6.20 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on December 23, 2021 of C$1.2809 = US$1.00.
F9: The stock option, representing a right to purchase a total of 25,000 Common Shares, became exercisable as to 6,250 Common Shares on March 20, 2020, exercisable as to 6,250 Common Shares on March 20, 2021, and becomes exercisable as to 6,250 Common Shares on March 20, 2022, with the remainder to vest on March 20, 2023, subject to the terms and conditions of the Issuer's 2011 Evergreen Incentive Stock Option Plan.
F10: The exercise price of the stock option of CAD$3.50 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on December 23, 2021 of C$1.2809 = US$1.00.
F11: The stock option, representing a right to purchase a total of 40,000 Common Shares, became exercisable as to 10,000 Common Shares on January 20, 2021, and becomes exercisable as to 10,000 Common Shares on January 20, 2022, and exercisable as to 10,000 Common Shares on January 20, 2023, with the remainder to vest on January 20, 2024, subject to the terms and conditions of the Issuer's 2011 Evergreen Incentive Stock Option Plan.
F12: The exercise price of the stock option of CAD$11.80 is converted to USD based on the daily average exchange rate as reported by the H.10 statistical release of the Board of Governances of the Federal Reserve System on December 23, 2021 of C$1.2809 = US$1.00.
F13: A restricted share unit ("RSU") entitles the holder to receive one Common Share (or cash equal to the value thereof) for each vested RSU. The RSUs will vest as to 11,666 RSUs on November 15, 2022, with the remainder to vest on November 15, 2023, subject to the terms and conditions of the Issuer's Omnibus Equity Incentive Plan.