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PERPETUA RESOURCES CORP. — Director's Dealing 2022
Nov 17, 2022
31603_dirs_2022-11-17_8c5b023d-4839-468c-8e12-09e561bea5ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERPETUA RESOURCES CORP. (PPTA)
CIK: 0001526243
Period of Report: 2022-11-15
Reporting Person: Haslam Alan Douglas (See remarks.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-15 | Common Shares | M | 11666 | — | Acquired | 19476 | Direct |
| 2022-11-16 | Common Shares | S | 3818 | $2.38 | Disposed | 15658 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-15 | Restricted Share Units | $ | M | 11666 | Disposed | Common Shares (11666) | Direct |
Footnotes
F1: The restricted share units convert into common stock on a one-for-one basis.
F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs.
F3: On November 15, 2021, the reporting person was granted 35,000 restricted share units, which vest ratably in three installments, with 11,667 restricted share units having vested on December 31, 2021, 11,666 restricted share units vesting on November 15, 2022, and the remainder to vest on November 15, 2023, subject to the terms and conditions of the Issuer's Omnibus Equity Incentive Plan.