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PERMA FIX ENVIRONMENTAL SERVICES INC — Major Shareholding Notification 2011
Feb 14, 2011
33754_mrq_2011-02-14_92559ecd-2be7-4ec3-8ca2-734a0ef6a54f.zip
Major Shareholding Notification
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SC 13G/A 1 v210136_sc13g-a.htm Unassociated Document Licensed to: Vintage Filings Document Created using EDGARizer 4.0.6.4 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. All rights reserved
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. No. 1 )*
Perma-Fix Environmental Services, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
714157104
(CUSIP Number)
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ x ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 714157104 13G Page 2 of 10 Pages
| 1 | NAME
OF REPORTING PERSON Oberweis
Asset Management, Inc. | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) Not
Applicable | (a) ¨ (b) ¨ |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION Illinois | |
| NUMBER
OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH | SOLE
VOTING POWER None |
| --- | --- |
| 6 | SHARED
VOTING POWER None |
| 7 | SOLE
DISPOSITIVE POWER None |
| 8 | SHARED
DISPOSITIVE POWER None |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None | |
| --- | --- | --- |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) Not
Applicable | ¨ |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% | |
| 12 | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) IA | |
CUSIP No. 714157104 13G Page 3 of 10 Pages
| 1 | NAME
OF REPORTING PERSON James
D. Oberweis | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) Not
Applicable | (a) ¨ (b) ¨ |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION U.S.A. | |
| NUMBER
OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH | SOLE
VOTING POWER None |
| --- | --- |
| 6 | SHARED
VOTING POWER None |
| 7 | SOLE
DISPOSITIVE POWER None |
| 8 | SHARED
DISPOSITIVE POWER None |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None | |
| --- | --- | --- |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) Not
Applicable | ¨ |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% | |
| 12 | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) IN | |
CUSIP No. 714157104 13G Page 4 of 10 Pages
| 1 | NAME
OF REPORTING PERSON James
W. Oberweis | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) Not
Applicable | (a) ¨ (b) ¨ |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION U.S.A. | |
| NUMBER
OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH | SOLE
VOTING POWER None |
| --- | --- |
| 6 | SHARED
VOTING POWER None |
| 7 | SOLE
DISPOSITIVE POWER None |
| 8 | SHARED
DISPOSITIVE POWER None |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None | |
| --- | --- | --- |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) Not
Applicable | ¨ |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% | |
| 12 | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) IN | |
13G
Item 1(a) Name of Issuer:
Perma-Fix Environmental Services, Inc.
Item 1(b) Address of Issuer’s Principal Executive Offices:
8302 Dunwoody Place, Suite 250 Atlanta, Georgia 30350
Item 2(a) Name of Person Filing:
Oberweis Asset Management, Inc. (“OAM”)
James D. Oberweis
James W. Oberweis
Item 2(b) Address of Principal Business Office or, if none, Residence:
OAM, James D. Oberweis and James W. Oberweis are located at:
3333 Warrenville Road
Suite 500
Lisle, IL 60532
Item 2(c) Citizenship:
OAM is an Illinois Corporation.
James D. Oberweis and James W. Oberweis are U.S. citizens.
Item 2(d) Title of Class of Securities:
Common Stock
Item 2(e) CUSIP Number:
714157104
Item 3 Type of Person:
(e) OAM is an investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). James D. Oberweis and James W. Oberweis are the principal stockholders of OAM.
Page 5 of 10
13G
Item 4 Ownership (at December 31, 2010):
(a) Amount owned “beneficially” within the meaning of rule 13d-3:
None
(b) Percent of class:
0.0% (based on 55,067,970 shares outstanding on November 1, 2010)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
None
(ii) shared power to vote or to direct the vote:
None
(iii) sole power to dispose or to direct the disposition of:
None
(iv) shared power to dispose or to direct disposition of:
None
Item 5 Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ].
Item 6 Ownership of More than Five Percent on Behalf of Another Person:
Not Applicable
Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
Not Applicable
Page 6 of 10
13G
Item 8 Identification and Classification of Members of the Group:
Not Applicable
Item 9 Notice of Dissolution of Group:
Not Applicable
Page 7 of 10
13G
Item 10 Certification:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Page 8 of 10
13G
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2011
The undersigned corporation, on the date above written, agrees and consents to the joint filing on its behalf of this Schedule 13G in connection with its beneficial ownership of the security reported herein.
OBERWEIS ASSET MANAGEMENT, INC.
By: /s/ Patrick B. Joyce
Patrick B. Joyce
Executive Vice President
The undersigned individual, on the date above written, agrees and consents to the joint filing on his behalf of this Schedule 13G in connection with his beneficial ownership of the security reported herein.
By: /s/ James D. Oberweis
James D. Oberweis
The undersigned individual, on the date above written, agrees and consents to the joint filing on his behalf of this Schedule 13G in connection with his beneficial ownership of the security reported herein.
By: /s/ James W. Oberweis
James W. Oberweis
Page 9 of 10
13G
Exhibit Index
Exhibit 1 Joint Filing Agreement dated as of February 14, 2011 between Oberweis Asset Management, Inc., James D. Oberweis and James W. Oberweis
Page 10 of 10