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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2023
Jan 23, 2023
33754_dirs_2023-01-23_5b2eb0b7-71d5-4f89-86f4-784cc5cacde4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2023-01-19
Reporting Person: Duff Mark (President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-19 | Stock Option | $3.9500 | A | 70000 | Acquired | 2029-01-19 | Common Stock (70000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40984 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.6500 | 2023-07-27 | Common Stock (100000) | 100000 | Direct |
| Stock Option | $3.1500 | 2025-01-17 | Common Stock (25000) | 25000 | Direct |
| Stock Option | $7.0050 | 2027-10-14 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: Incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F2: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3: Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F4: Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.