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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2023
Apr 5, 2023
33754_dirs_2023-04-05_cb90aa56-f69c-4bf9-912c-a35675485cee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2023-04-04
Reporting Person: REEDER JOE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-04-04 | Common Stock | M | 2400 | $3.7000 | Acquired | 231352 | Direct |
| 2023-04-04 | Common Stock | M | 2400 | $4.1900 | Acquired | 233752 | Direct |
| 2023-04-04 | Common Stock | M | 2400 | $4.6000 | Acquired | 236152 | Direct |
| 2023-04-04 | Common Stock | M | 2400 | $3.5500 | Acquired | 238552 | Direct |
| 2023-04-04 | Common Stock | M | 2400 | $4.3000 | Acquired | 240952 | Direct |
| 2023-04-04 | Common Stock | M | 2400 | $3.3100 | Acquired | 243352 | Direct |
| 2023-04-04 | Common Stock | M | 2400 | $6.7000 | Acquired | 245752 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-04 | Stock Option (Right to Buy) | $3.7000 | M | 2400 | Disposed | 2024-09-18 | Common Stock (2400) | Direct |
| 2023-04-04 | Stock Option (Right to Buy) | $4.1900 | M | 2400 | Disposed | 2025-09-17 | Common Stock (2400) | Direct |
| 2023-04-04 | Stock Option (Right to Buy) | $4.6000 | M | 2400 | Disposed | 2026-07-28 | Common Stock (2400) | Direct |
| 2023-04-04 | Stock Option (Right to Buy) | $3.5500 | M | 2400 | Disposed | 2027-07-27 | Common Stock (2400) | Direct |
| 2023-04-04 | Stock Option (Right to Buy) | $4.3000 | M | 2400 | Disposed | 2028-07-26 | Common Stock (2400) | Direct |
| 2023-04-04 | Stock Option (Right to Buy) | $3.3100 | M | 2400 | Disposed | 2029-07-25 | Common Stock (2400) | Direct |
| 2023-04-04 | Stock Option (Right to Buy) | $6.7000 | M | 2400 | Disposed | 2030-07-22 | Common Stock (2400) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.9300 | 2031-07-20 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $5.1500 | 2032-07-21 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Non-Qualified Stock Option granted 09/18/2014 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F2: Non-Qualified Stock Option granted 09/17/2015 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F3: Non-Qualified Stock Option granted 07/28/2016 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F4: Non-Qualified Stock Option granted 07/27/2017 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F5: Non-Qualified Stock Option granted 07/26/2018 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F6: Non-Qualified Stock Option granted 07/25/2019 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F7: Non-Qualified Stock Option granted 07/22/2020 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F8: Non-Qualified Stock Option granted 7/20/2021 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.
F9: Non-Qualified Stock Option granted 7/21/2022 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.