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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2023
Sep 12, 2023
33754_dirs_2023-09-12_27bdd5ed-a781-4bd7-a0a1-3332e865c3a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2023-09-08
Reporting Person: Shelton Larry (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-08 | Common Stock | M | 2400 | $2.7850 | Acquired | 163255 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-08 | Stock Option (Right to Buy) | $2.785 | M | 2400 | Disposed | 2023-09-12 | Common Stock (2400) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.7 | 2024-09-18 | Common Stock (2400) | 2400 | Direct |
| Stock Option (Right to Buy) | $4.19 | 2025-09-17 | Common Stock (2400) | 2400 | Direct |
| Stock Option (Right to Buy) | $4.6 | 2026-07-28 | Common Stock (2400) | 2400 | Direct |
| Stock Option (Right to Buy) | $3.55 | 2027-07-27 | Common Stock (2400) | 2400 | Direct |
| Stock Option (Right to Buy) | $4.3 | 2028-07-26 | Common Stock (2400) | 2400 | Direct |
| Stock Option (Right to Buy) | $3.31 | 2029-07-25 | Common Stock (2400) | 2400 | Direct |
| Stock Option (Right to Buy) | $6.7 | 2030-07-22 | Common Stock (2400) | 2400 | Direct |
| Stock Option (Right to Buy) | $5.93 | 2031-07-20 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $5.15 | 2032-07-21 | Common Stock (10000) | 10000 | Direct |
| Stock Option (Right to Buy) | $9.81 | 2033-07-20 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Non-Qualified Stock Option granted 09/12/2013 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F2: Non-Qualified Stock Option granted 09/18/2014 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F3: Non-Qualified Stock Option granted 09/17/2015 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F4: Non-Qualified Stock Option granted 07/28/2016 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F5: Non-Qualified Stock Option granted 07/27/2017 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F6: Non-Qualified Stock Option granted 07/26/2018 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F7: Non-Qualified Stock Option granted 07/25/2019 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F8: Non-Qualified Stock Option granted 07/22/2020 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F9: Non-Qualified Stock Option granted 07/20/2021 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.
F10: Non-Qualified Stock Option granted 07/21/2022 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.
F11: Non-Qualified Stock Option granted 07/20/2023 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.