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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2023
Dec 4, 2023
33754_dirs_2023-12-04_ed5d00ec-f874-4ab9-b727-ef115541366d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2023-12-01
Reporting Person: Duff Mark (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-01 | Common Stock | P | 750 | $7.0700 | Acquired | 108702 | Direct |
| 2023-12-01 | Common Stock | P | 750 | $7.2700 | Acquired | 109452 | Direct |
| 2023-12-01 | Common Stock | P | 750 | $7.2800 | Acquired | 110202 | Direct |
| 2023-12-01 | Common Stock | P | 750 | $7.0000 | Acquired | 110952 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.1500 | 2025-01-17 | Common Stock (25000) | 25000 | Direct |
| Stock Option | $7.0050 | 2027-10-14 | Common Stock (50000) | 50000 | Direct |
| Stock Option | $3.9500 | 2029-01-19 | Common Stock (70000) | 70000 | Direct |
Footnotes
F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F2: Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3: Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.