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PERMA FIX ENVIRONMENTAL SERVICES INC Director's Dealing 2023

Dec 6, 2023

33754_dirs_2023-12-06_25f2d4bf-f997-47c1-8854-d720427478b6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2023-12-05

Reporting Person: Lombardo Andy (EVP of Nuclear & Technical Svc)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-05 Common Stock P 2150 $7.6300 Acquired 17448 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $3.1500 2025-01-17 Common Stock (8000) 8000 Direct
Stock Option $7.0050 2027-10-14 Common Stock (25000) 25000 Direct
Stock Option $3.9500 2029-01-19 Common Stock (30000) 30000 Direct

Footnotes

F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 6,000 shares is vested. Option to purchase remaining 2,000 shares will vest on anniversary date of 1/17/2024.

F2: Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

F3: Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.