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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2023
Dec 11, 2023
33754_dirs_2023-12-11_f34bee58-45be-4a75-8a86-8604d682542e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2023-12-07
Reporting Person: CENTOFANTI LOUIS F (Director, EVP of Strategic Initiatives)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-07 | Common Stock | G | 1500 | — | Disposed | 206209 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 62800 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.1500 | 2025-01-17 | Common Stock (15000) | 15000 | Direct |
| Stock Option | $7.0050 | 2027-10-14 | Common Stock (20000) | 20000 | Direct |
| Stock Option | $3.9500 | 2029-01-19 | Common Stock (30000) | 30000 | Direct |
Footnotes
F1: Bona fide gift - no compensation was given to donor for the gift.
F2: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3: Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F4: Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.