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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2022
Sep 8, 2022
33754_dirs_2022-09-08_3756c6d5-cda8-497f-9e7d-f20d6054ed36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2022-09-07
Reporting Person: Lombardo Andy (EVP of Nuclear & Technical Svc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-07 | Common Stock | P | 200 | $4.7260 | Acquired | 6100 | Direct |
| 2022-09-07 | Common Stock | P | 200 | $4.7200 | Acquired | 6300 | Direct |
| 2022-09-07 | Common Stock | P | 500 | $4.7300 | Acquired | 6800 | Direct |
| 2022-09-07 | Common Stock | P | 100 | $4.7100 | Acquired | 6900 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.6000 | 2023-10-19 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $3.1500 | 2025-01-17 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $7.0050 | 2027-10-14 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Option to purchase 8,000 shares is vested. Option to purchase 4,000 shares will vest on anniversary date of 10/19/2022.
F2: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 4,000 shares is vested. Option to purchase 2,000 shares will vest on anniversary date of 1/17 in each of years 2023 and 2024.
F3: Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.