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PERMA FIX ENVIRONMENTAL SERVICES INC Director's Dealing 2022

Sep 8, 2022

33754_dirs_2022-09-08_3756c6d5-cda8-497f-9e7d-f20d6054ed36.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2022-09-07

Reporting Person: Lombardo Andy (EVP of Nuclear & Technical Svc)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-09-07 Common Stock P 200 $4.7260 Acquired 6100 Direct
2022-09-07 Common Stock P 200 $4.7200 Acquired 6300 Direct
2022-09-07 Common Stock P 500 $4.7300 Acquired 6800 Direct
2022-09-07 Common Stock P 100 $4.7100 Acquired 6900 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $3.6000 2023-10-19 Common Stock (12000) 12000 Direct
Stock Option $3.1500 2025-01-17 Common Stock (8000) 8000 Direct
Stock Option $7.0050 2027-10-14 Common Stock (25000) 25000 Direct

Footnotes

F1: Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Option to purchase 8,000 shares is vested. Option to purchase 4,000 shares will vest on anniversary date of 10/19/2022.

F2: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 4,000 shares is vested. Option to purchase 2,000 shares will vest on anniversary date of 1/17 in each of years 2023 and 2024.

F3: Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.