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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2021
Jul 21, 2021
33754_dirs_2021-07-21_0efa32e6-6c02-4a9e-9972-419d4d0f86b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2021-07-20
Reporting Person: Shelton Larry (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-20 | Stock Option | $5.93 | A | 10000 | Acquired | 2031-07-20 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 133044 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $7.05 | 2021-08-24 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $5.5 | 2022-09-13 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $2.785 | 2023-09-12 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $3.7 | 2024-09-18 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $4.19 | 2025-09-17 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $4.6 | 2026-07-28 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $3.55 | 2027-07-27 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $4.3 | 2028-07-26 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $3.31 | 2029-07-25 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $6.7 | 2030-07-22 | Common Stock (2400) | 2400 | Direct |
Footnotes
F1: Non-Qualified Stock Option granted 08/24/2011 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F2: Non-Qualified Stock Option granted 09/13/2012 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F3: Non-Qualified Stock Option granted 09/12/2013 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F4: Non-Qualified Stock Option granted 09/18/2014 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F5: Non-Qualified Stock Option granted 09/17/2015 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F6: Non-Qualified Stock Option granted 07/28/2016 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F7: Non-Qualified Stock Option granted 07/27/2017 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F8: Non-Qualified Stock Option granted 07/26/2018 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F9: Non-Qualified Stock Option granted 07/25/2019 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F10: Non-Qualified Stock Option granted 07/22/2020 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F11: Non-Qualified Stock Option granted 07/20/2021 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.