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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2021
Jul 21, 2021
33754_dirs_2021-07-21_30a4ceaf-15f8-438b-9f68-de994f322ac3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2021-07-20
Reporting Person: Wamp Zach Paul (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-20 | Stock Option | $5.9300 | A | 10000 | Acquired | 2031-07-20 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 23804 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $4.0500 | 2028-01-18 | Common Stock (6000) | 6000 | Direct |
| Stock Option | $4.3000 | 2028-07-26 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $3.3100 | 2029-07-25 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $6.7000 | 2030-07-22 | Common Stock (2400) | 2400 | Direct |
Footnotes
F1: Non-Qualified Stock Option granted 01/18/2018 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F2: Non-Qualified Stock Option granted 07/26/2018 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F3: Non-Qualified Stock Option granted 07/25/2019 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F4: Non-Qualified Stock Option granted 07/22/2020 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F5: Non-Qualified Stock Option granted 07/20/2021 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.