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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2021
Oct 18, 2021
33754_dirs_2021-10-18_1376d909-5009-452c-b012-9f0054d2825f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2021-10-14
Reporting Person: Lombardo Andy (EVP of Nuclear & Technical Svc)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-14 | Stock Option | $7.005 | A | 25000 | Acquired | 2027-10-14 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5900 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.15 | 2025-01-17 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $3.6 | 2023-10-19 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 2,000 shares is vested. Option to purchase 2,000 shares will vest on anniversary date of 1/17 in each of years 2022 to 2024.
F2: Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Option to purchase 4,000 shares is vested.Option to purchase 4,000 shares will vest on anniversary date of 10/19 in each of years 2021 and 2022.
F3: Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.