AI assistant
PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2021
Oct 18, 2021
33754_dirs_2021-10-18_1bc2de77-e46f-47d2-8377-9c572159c1df.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2021-10-14
Reporting Person: Duff Mark (President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-14 | Stock Option | $7.0050 | A | 50000 | Acquired | 2027-10-14 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18321 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.9700 | 2022-05-15 | Common Stock (50000) | 50000 | Direct |
| Stock Option | $3.1500 | 2025-01-17 | Common Stock (25000) | 25000 | Direct |
| Stock Option | $3.6500 | 2023-07-27 | Common Stock (100000) | 100000 | Direct |
Footnotes
F1: Incentive stock option granted 5/15/2016 under the Company's 2010 Stock Option Plan. The option is for a 6 year period and vests over a 3 year period, at 1/3 increment per year.
F2: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3: Incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F4: Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.