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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2021
Oct 18, 2021
33754_dirs_2021-10-18_65309a9f-2b76-4b7b-8895-686a01e5b426.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2021-10-14
Reporting Person: CENTOFANTI LOUIS F (Director, EVP of Strategic Initiatives)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-14 | Stock Option | $7.0050 | A | 20000 | Acquired | 2027-10-14 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 167525 | Direct |
| Common Stock | 62800 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.1500 | 2025-01-17 | Common Stock (15000) | 15000 | Direct |
| Stock Option | $3.6500 | 2023-07-27 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F2: Incentive Stock Option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3: Incentive Stock Option granted 10/17/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.