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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2021
Dec 20, 2021
33754_dirs_2021-12-20_d3445b7b-501e-49b8-ac58-1eacf8a27327.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (pesi)
CIK: 0000891532
Period of Report: 2021-12-17
Reporting Person: Duff Mark (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-17 | Common Stock | P | 1000 | $6.57 | Acquired | 19321 | Direct |
| 2021-12-17 | Common Stock | P | 37 | $6.52 | Acquired | 19358 | Direct |
| 2021-12-20 | Common Stock | P | 600 | $6.5 | Acquired | 19958 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.97 | 2022-05-15 | Common Stock (50000) | 50000 | Direct |
| Stock Option | $3.65 | 2023-07-27 | Common Stock (100000) | 100000 | Direct |
| Stock Option | $3.15 | 2025-01-17 | Common Stock (25000) | 25000 | Direct |
| Stock Option | $7.005 | 2027-10-14 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: Incentive Stock Option granted 05/15/2016 under the Company's 2010 Stock Option Plan. The Option is for a six year period and vests over a three year period, at 1/3 increment per year.
F2: Incentive Stock Option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The Option is for a six year period and vests over a five year period, at 1/5 increment per year.
F3: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a six year period and vests over a five year period, at 1/5 increment per year.
F4: Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a six year period and vests over a five year period, at 1/5 increment per year.