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PERMA FIX ENVIRONMENTAL SERVICES INC Director's Dealing 2020

Jan 27, 2020

33754_dirs_2020-01-27_ef548932-bac5-428f-a716-30eaa2d1097f.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (pesi)
CIK: 0000891532
Period of Report: 2020-01-16

Reporting Person: Lombardo Andy (EVP of Nuclear & Technical Svs)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1400 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $3.6 2023-10-19 Common Stock (12000) Direct
Stock Option $3.15 2025-07-17 Common Stock (10000) Direct

Footnotes

F1: Incentive Stock Option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Original option granted is for a six year period and vests over a five year period at 1/5 increment per year. Option to purchase 4,000 shares will vest on anniversary date of 10/19 in each of years 2020 to 2022.

F2: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a six year period and vests over a five year period at 1/5 increment per year.