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PERMA FIX ENVIRONMENTAL SERVICES INC Director's Dealing 2020

Feb 6, 2020

33754_dirs_2020-02-06_9318189c-1413-4d1d-9b16-7026a09b0c7f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2020-02-03

Reporting Person: Lombardo Andy (EVP of Nuclear & Technical Svs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-03 Common Stock M 2000 $3.1500 Acquired 3400 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-03 Stock Option $3.1500 M 2000 Disposed 2025-01-17 Common Stock (2000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $3.6000 2023-10-19 Common Stock (12000) 12000 Direct

Footnotes

F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

F2: Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Original option granted is for a six year period and vests over a five year period at 1/5 increment per year. Option to purchase 4,000 shares will vest on anniversary date of 10/19 in each of years 2020 to 2022.