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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2020
Mar 24, 2020
33754_dirs_2020-03-24_645fa6c4-82d3-45e8-a4d1-6f973d85340f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2020-03-23
Reporting Person: Duff Mark (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-23 | Common Stock | P | 1000 | $4.1500 | Acquired | 14551 | Direct |
| 2020-03-23 | Common Stock | P | 500 | $4.0500 | Acquired | 15051 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.1500 | 2025-01-17 | Common Stock (25000) | 25000 | Direct |
| Stock Option | $3.6500 | 2023-07-27 | Common Stock (100000) | 100000 | Direct |
| Stock Option | $3.9700 | 2022-05-15 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F2: Incentive stock option granted 7/27/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3: Incentive stock option granted 5/15/2016 under the Company's 2010 Stock Option Plan. The option is for a 6 year period and vests over a 3 year period, at 1/3 increment per year.