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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2020
Mar 24, 2020
33754_dirs_2020-03-24_2ee244f7-53b3-4b95-93d8-a8fabffca5a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2020-03-24
Reporting Person: Lombardo Andy (EVP of Nuclear & Technical Svs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-24 | Common Stock | P | 100 | $4.8868 | Acquired | 3500 | Direct |
| 2020-03-24 | Common Stock | P | 111 | $4.8968 | Acquired | 3611 | Direct |
| 2020-03-24 | Common Stock | P | 221 | $4.8269 | Acquired | 3832 | Direct |
| 2020-03-24 | Common Stock | P | 1 | $4.8069 | Acquired | 3833 | Direct |
| 2020-03-24 | Common Stock | P | 2000 | $4.7769 | Acquired | 5833 | Direct |
| 2020-03-24 | Common Stock | P | 67 | $4.7469 | Acquired | 5900 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.1500 | 2025-01-17 | Common Stock (8000) | 8000 | Direct |
| Stock Option | $3.6000 | 2023-10-19 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Original option granted is for a six year period and vests over a five year period at 1/5 increment per year. Option to purchase 2,000 shares will vest on anniversary date of 1/17 in each of years 2021 to 2024.
F2: Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Original option granted is for a six year period and vests over a five year period at 1/5 increment per year. Option to purchase 4,000 shares will vest on anniversary date of 10/19 in each of years 2020 to 2022.