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PERMA FIX ENVIRONMENTAL SERVICES INC Director's Dealing 2020

Mar 24, 2020

33754_dirs_2020-03-24_2ee244f7-53b3-4b95-93d8-a8fabffca5a2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2020-03-24

Reporting Person: Lombardo Andy (EVP of Nuclear & Technical Svs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-24 Common Stock P 100 $4.8868 Acquired 3500 Direct
2020-03-24 Common Stock P 111 $4.8968 Acquired 3611 Direct
2020-03-24 Common Stock P 221 $4.8269 Acquired 3832 Direct
2020-03-24 Common Stock P 1 $4.8069 Acquired 3833 Direct
2020-03-24 Common Stock P 2000 $4.7769 Acquired 5833 Direct
2020-03-24 Common Stock P 67 $4.7469 Acquired 5900 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $3.1500 2025-01-17 Common Stock (8000) 8000 Direct
Stock Option $3.6000 2023-10-19 Common Stock (12000) 12000 Direct

Footnotes

F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Original option granted is for a six year period and vests over a five year period at 1/5 increment per year. Option to purchase 2,000 shares will vest on anniversary date of 1/17 in each of years 2021 to 2024.

F2: Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan. Original option granted is for a six year period and vests over a five year period at 1/5 increment per year. Option to purchase 4,000 shares will vest on anniversary date of 10/19 in each of years 2020 to 2022.