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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2020
Jul 23, 2020
33754_dirs_2020-07-23_28379be5-bb91-49ee-aa1a-a8c956e3a141.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2020-07-22
Reporting Person: Shelton Larry (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-22 | Stock Option | $6.7000 | A | 2400 | Acquired | 2030-07-22 | Common Stock (2400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 122234 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $8.4000 | 2020-09-29 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $7.0500 | 2021-08-24 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $5.5000 | 2022-09-13 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $2.7850 | 2023-09-12 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $3.7000 | 2024-09-18 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $4.1900 | 2025-09-17 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $4.6000 | 2026-07-28 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $3.5500 | 2027-07-27 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $4.3000 | 2028-07-26 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $3.3100 | 2029-07-25 | Common Stock (2400) | 2400 | Direct |
Footnotes
F1: Non-Qualified Stock Option granted 09/29/10 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F2: Non-Qualified Stock Option granted 08/24/11 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F3: Non-Qualified Stock Option granted 09/13/12 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F4: Non-Qualified Stock Option granted 09/12/13 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F5: Non-Qualified Stock Option granted 09/18/14 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F6: Non-Qualified Stock Option granted 09/17/15 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F7: Non-Qualified Stock Option granted 07/28/16 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F8: Non-Qualified Stock Option granted 07/27/17 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F9: Non-Qualified Stock Option granted 07/26/18 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F10: Non-Qualified Stock Option granted 07/25/19 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F11: Non-Qualified Stock Option granted 07/22/20 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.