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PERMA FIX ENVIRONMENTAL SERVICES INC Director's Dealing 2020

Aug 13, 2020

33754_dirs_2020-08-13_9c85ed8e-3f2b-41b7-bd83-158e6d0ed448.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2020-08-11

Reporting Person: Duff Mark (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-11 Common Stock P 500 $7.1100 Acquired 16051 Direct
2020-08-11 Common Stock P 750 $6.9900 Acquired 16801 Direct
2020-08-11 Common Stock P 500 $6.9200 Acquired 17301 Direct
2020-08-12 Common Stock P 20 $6.8500 Acquired 17321 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $3.1500 2025-01-17 Common Stock (25000) 25000 Direct
Stock Option $3.6500 2023-07-27 Common Stock (100000) 100000 Direct
Stock Option $3.9700 2022-05-15 Common Stock (50000) 50000 Direct

Footnotes

F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

F2: Incentive stock option granted 7/27/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

F3: Incentive stock option granted 5/15/2016 under the Company's 2010 Stock Option Plan. The option is for a 6 year period and vests over a 3 year period, at 1/3 increment per year.