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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2019
Jan 22, 2019
33754_dirs_2019-01-22_f8de202e-e67f-40c0-8d75-091edebb5a72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (pesi)
CIK: 0000891532
Period of Report: 2019-01-17
Reporting Person: Duff Mark (President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-17 | Stock Option | $3.15 | A | 25000 | Acquired | 2025-01-17 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10051 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $3.97 | 2022-05-15 | Common Stock (50000) | 50000 | Direct |
| Stock Option | $3.65 | 2023-07-27 | Common Stock (100000) | 100000 | Direct |
Footnotes
F1: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year and is exercisable at $3.15 per share.
F2: Incentive Stock Option granted 05/15/2016 under the Company's 2010 Stock Option Plan. The Option is for a 6 year period and vests over a 3 year period, at 1/3 increment per year.
F3: Incentive Stock Option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.