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PERMA FIX ENVIRONMENTAL SERVICES INC Director's Dealing 2018

Dec 17, 2018

33754_dirs_2018-12-17_34e831f1-e90e-4243-aa67-81f44989bb74.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (pesi)
CIK: 0000891532
Period of Report: 2018-12-14

Reporting Person: Duff Mark (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-14 Common Stock P 1 $2.63 Acquired 8301 Direct
2018-12-17 Common Stock P 700 $2.95 Acquired 9001 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $3.97 2022-05-15 Common Stock (50000) 50000 Direct
Stock Option $3.65 2023-07-27 Common Stock (100000) 100000 Direct

Footnotes

F1: Incentive Stock Option granted 05/15/2016 under the Company's 2010 Stock Option Plan. The option is for a 6 year period and vests over a 3 year period, at 1/3 increment per year.

F2: Incentive Stock Option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.