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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2016
Jul 28, 2016
33754_dirs_2016-07-28_689a0e57-405e-4083-afcf-35630c6b49c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (pesi)
CIK: 0000891532
Period of Report: 2016-07-28
Reporting Person: ZWECKER MARK A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-28 | Stock Option | $4.6 | A | 2400 | Acquired | 2026-07-28 | Common Stock (2400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 135687 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $14.75 | 2017-08-02 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $11.7 | 2018-08-05 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $13.35 | 2019-07-29 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $8.4 | 2020-09-29 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $7.05 | 2021-08-24 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $5.5 | 2022-09-13 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $2.785 | 2023-09-12 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $3.7 | 2024-09-18 | Common Stock (2400) | 2400 | Direct |
| Stock Option | $4.19 | 2025-09-17 | Common Stock (2400) | 2400 | Direct |
Footnotes
F1: Stock Option granted 08/02/07 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully fix months from date of grant.
F2: Stock Option granted 08/05/08 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully fix months from date of grant.
F3: Stock Option granted 07/29/09 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully fix months from date of grant.
F4: Stock Option granted 09/29/10 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully fix months from date of grant.
F5: Stock Option granted 08/24/11 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully fix months from date of grant.
F6: Stock Option granted 09/13/12 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully fix months from date of grant.
F7: Stock Option granted 09/12/13 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully fix months from date of grant.
F8: Stock Option granted 09/18/14 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully fix months from date of grant.
F9: Stock Option granted 09/17/15 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully fix months from date of grant.
F10: Stock Option granted 07/28/16 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully fix months from date of grant.