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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2013
May 24, 2013
33754_dirs_2013-05-24_d25e0175-2e9e-4183-a575-86cbeea0c39b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (pesi)
CIK: 0000891532
Period of Report: 2013-05-22
Reporting Person: Shelton Larry (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-22 | Common Stock | P | 380 | $0.65 | Acquired | 125632 | Direct |
| 2013-05-22 | Common Stock | P | 100 | $0.6734 | Acquired | 125732 | Direct |
| 2013-05-22 | Common Stock | P | 100 | $0.67 | Acquired | 125832 | Direct |
| 2013-05-22 | Common Stock | P | 264 | $0.68 | Acquired | 126096 | Direct |
| 2013-05-22 | Common Stock | P | 656 | $0.7 | Acquired | 126752 | Direct |
| 2013-05-22 | Common Stock | P | 100 | $0.69 | Acquired | 126852 | Direct |
| 2013-05-22 | Common Stock | P | 400 | $0.688 | Acquired | 127252 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $2.15 | 2016-07-27 | Common Stock (30000) | 30000 | Direct |
| Stock Option | $2.95 | 2017-08-02 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.34 | 2018-08-05 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.67 | 2019-07-29 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $1.68 | 2020-09-29 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $1.41 | 2021-08-24 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $1.1 | 2022-09-12 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Stock Option granted 07/27/06 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F2: Stock Option granted 08/02/07 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F3: Stock Option granted 08/05/08 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F4: Stock Option granted 07/29/09 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F5: Stock Option granted 09/29/10 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F6: Stock Option granted 08/24/11 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.
F7: Stock Option granted 09/13/12 under the Company's 2003 Outside Directors Stock Plan. The Options vest fully six months from date of grant.