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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2012
Jan 3, 2012
33754_dirs_2012-01-03_ff51b0fc-7e41-4d56-b039-81c6ed4c5864.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)
CIK: 0000891532
Period of Report: 2012-01-03
Reporting Person: REEDER JOE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-03 | Common Stock | A | 4473 | $1.1625 | Acquired | 796465 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16250 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $2.02 | 2013-04-30 | Common Stock (15000) | 15000 | Direct |
| Stock Option | $1.99 | 2013-07-29 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $1.7 | 2014-07-28 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $1.84 | 2015-07-27 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.15 | 2016-07-27 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.95 | 2017-08-02 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.34 | 2018-08-05 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.67 | 2019-07-29 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $1.68 | 2020-09-29 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $1.41 | 2021-08-24 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: These shares are held in UTMA accounts for grandchildren of Mr. Reeder, who is custodian for account. Mr. Reeder disclaims beneficial ownership of the shares held in the custodian accounts.
F2: Stock Option granted 04/30/03 under the Company's 1992 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F3: Stock Option granted 07/29/03 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F4: Stock Option granted 07/28/04 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F5: Stock Option granted 07/27/05 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F6: Stock Option granted 07/27/06 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F7: Stock Option granted 08/02/07 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F8: Stock Option granted 08/05/08 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F9: Stock Option granted 07/29/09 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F10: Stock Option granted 09/29/10 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F11: Stock Option granted 08/24/11 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.