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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2011
Aug 18, 2011
33754_dirs_2011-08-18_75f15bce-2181-40fc-ba45-16fc7c8d4673.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (pesi)
CIK: 0000891532
Period of Report: 2011-08-15
Reporting Person: REEDER JOE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-15 | Common Stock | S | 17500 | $1.36 | Disposed | 26250 | Indirect |
| 2011-08-16 | Common Stock | G | 3675 | — | Disposed | 838592 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $2.02 | 2013-04-30 | Common Stock (15000) | 15000 | Direct |
| Stock Option | $1.99 | 2013-07-29 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $1.7 | 2014-07-28 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $1.84 | 2015-07-27 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.15 | 2016-07-27 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.95 | 2017-08-02 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.34 | 2018-08-05 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.67 | 2019-07-29 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $1.68 | 2020-09-29 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: These shares are held by custodian accounts for Mr. Reeder's grandchildren. Mr. Reeder disclaims beneficial ownership of the shares held in the custodian accounts.
F2: Stock Option granted 04/30/03 under the Company's 1992 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F3: Stock Option granted 07/29/03 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F4: Stock Option granted 07/28/04 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F5: Stock Option granted 07/27/05 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F6: Stock Option granted 07/27/06 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F7: Stock Option granted 08/02/07 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F8: Stock Option granted 08/05/08 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F9: Stock Option granted 07/29/09 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F10: Stock Option granted 09/29/10 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.