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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2011
Dec 20, 2011
33754_dirs_2011-12-20_352fcaad-9e7c-40bc-a439-fc6796046ab5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (pesi)
CIK: 0000891532
Period of Report: 2011-12-15
Reporting Person: Ferguson Robert L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-15 | Common Stock | G | 64935 | — | Disposed | 265328 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24018 | Indirect |
| Common Stock | 27046 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $2.95 | 2017-08-02 | Common Stock (30000) | 30000 | Direct |
| Stock Option | $2.34 | 2018-08-05 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $2.67 | 2019-07-29 | Common Stock (12000) | 12000 | Direct |
| Warrant | $1.5 | 2012-05-08 | Common Stock (67500) | 67500 | Direct |
| Stock Option | $1.41 | 2021-08-24 | Common Stock (30000) | 30000 | Direct |
Footnotes
F1: Held in name of Ferguson Financial Group, entity controlled by Mr. Ferguson.
F2: Issued to USB Financial Services, Inc., as custodian for Robert L. Ferguson, IRA.
F3: Stock Option granted 08/02/07 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F4: Stock Option granted 08/05/08 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F5: Stock Option granted 07/29/09 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.
F6: Stock Option granted 08/24/11 under the Company's 2003 Outside Director's Stock Plan. The Options vest fully six months from date of grant.