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PERMA FIX ENVIRONMENTAL SERVICES INC — Director's Dealing 2010
Nov 19, 2010
33754_dirs_2010-11-19_621173a2-56bf-4955-8050-973e73510df9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PERMA FIX ENVIRONMENTAL SERVICES INC (pesi)
CIK: 0000891532
Period of Report: 2010-11-18
Reporting Person: CENTOFANTI LOUIS F (Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-18 | Common Stock | P | 4603 | $1.37 | Acquired | 635127 | Direct |
| 2010-11-18 | Common Stock | P | 397 | $1.38 | Acquired | 635524 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 314000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $1.75 | 2011-05-10 | Common Stock (100000) | 100000 | Direct |
| Stock Option | $2.19 | 2013-02-27 | Common Stock (100000) | 100000 | Direct |
| Stock Option | $1.86 | 2012-03-02 | Common Stock (100000) | 100000 | Direct |
| Stock Option | $2.28 | 2014-08-05 | Common Stock (150000) | 150000 | Direct |
Footnotes
F1: Non-Qualified Stock Option granted under the Company's 1993 Non-Qualified Stock Plan on May 10, 2001. The option is for a 10 year period and is fully vested.
F2: Non-Qualified Stock Option granted under the Company's 1993 Non-Qualified Stock Plan on February 27, 2003. The option is for a 10 year period and is fully vested.
F3: Incentive Stock Option granted under the Company's 2004 Stock Option Plan on March 2, 2006. The Option is for a 6 year period and vests over a 3 year period, at 1/3 increment per year.
F4: Incentive Stock Option granted under the Company's 2004 Stock Option Plan on August 5, 2008. The Option is for a 6 year period and vests over a 3 year period, at 1/3 increment per year.