AI assistant
Perfect Moment Ltd. — Director's Dealing 2025
Feb 26, 2025
35075_dirs_2025-02-25_4010228f-809c-4b45-813b-1f0579a0401c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Perfect Moment Ltd. (PMNT)
CIK: 0001849221
Period of Report: 2025-02-21
Reporting Person: Gottschalk Max (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-21 | Common Stock | P | 13000 | $1.03 | Acquired | 266253 | Indirect |
| 2025-02-24 | Common Stock | P | 15000 | $1.0133 | Acquired | 281253 | Indirect |
| 2025-02-25 | Common Stock | P | 23000 | $1.0121 | Acquired | 304253 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 316600 | Indirect |
| Common Stock | 3479491 | Indirect |
Footnotes
F1: The Gottschalk Family Trust (the "Trust") is the 100% owner of Joachim Gottschalk & Associates Ltd. Credit Suisse Trust Limited is the Trustee ("Trustee") of the Trust and takes direction from Reporting Person, who is a beneficiary of the Trust. Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest in the Trust.
F2: The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
F3: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.010 to $1.020 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.
F4: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.005 to $1.030 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.
F5: Shares owned by Reporting Person's spouse Jane Gottschalk. Reporting Person and his spouse each share voting and dispositive control over the shares of common stock beneficially owned by the other.
F6: Fermain Limited ("Fermain") is controlled by Reporting Person and his spouse, Jane Gottschalk, each of whom shares voting and dispositive control over Fermain's shares with no single person controlling investment or voting decisions with respect to such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Inclusion of shares owned by Fermain shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended..