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Perfect Moment Ltd. — Director's Dealing 2024
Jul 19, 2024
35075_dirs_2024-07-19_386d1c51-dc0f-493d-a29f-6b1cbc506302.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Perfect Moment Ltd. (PMNT)
CIK: 0001849221
Period of Report: 2024-07-17
Reporting Person: Gottschalk Max (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-17 | Common Stock | P | 2400 | $1.8817 | Acquired | 250625 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3479491 | Indirect |
| Common Stock | 16600 | Indirect |
| Common Stock | 16600 | Direct |
Footnotes
F1: The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F2: Fermain Limited is controlled by the Reporting Person and his spouse, Jane Gottschalk, each of whom shares voting and dispositive control over Fermain Limited shares with no single person controlling investment or voting decisions with respect to such shares. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
F3: The Reporting Person and his spouse, Jane Gottschalk, each share voting and dispositive control over the shares of common stock beneficially owned by the other.