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Peraso Inc. — Director's Dealing 2024
Jun 20, 2024
35320_dirs_2024-06-20_f3b288bf-1a2f-41e9-bbf0-4c9c546450ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Peraso Inc. (PRSO)
CIK: 0000890394
Period of Report: 2024-06-14
Reporting Person: Tomkins Alex (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-14 | Common Stock | P | 1300 | $1.52 | Acquired | 2919 | Direct |
| 2024-06-14 | Common Stock | P | 3500 | $1.53 | Acquired | 6419 | Direct |
| 2024-06-17 | Common Stock | F | 168 | $1.51 | Disposed | 6251 | Direct |
Footnotes
F1: Includes restricted stock units ("RSUs") granted to the reporting person on April 15, 2022, reflecting the impact of a 1-for-40 reverse stock split of the Issuer's common stock effected on January 2, 2024, that vest as to one-sixth of the shares of common stock subject to the RSUs on each semi-annual anniversary of December 17, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock once vested.
F2: Represents the number of shares of the Issuer's common stock withheld to satisfy the reporting person's tax obligation in connection with the settlement of shares of common stock underlying the portion of the RSUs that vested on June 17, 2024 based on the closing price of the Issuer's common stock as reported on the Nasdaq Capital Market on June 17, 2024 of $1.51.