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Peraso Inc. — Director's Dealing 2022
Jul 29, 2022
35320_dirs_2022-07-29_f02cc060-4a0b-4c32-b887-f2817ff81676.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Peraso Inc. (PRSO)
CIK: 0000890394
Period of Report: 2022-07-28
Reporting Person: Glibbery Ronald (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-28 | Common Stock | M | 33054 | — | Acquired | 33054 | Indirect |
| 2022-07-28 | Common Stock | M | 28467 | — | Acquired | 28467 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-28 | Exchangeable Shares of 2864555 Ontario Inc. | $ | G | 33054 | Disposed | 2031-12-17 | Common Stock (33054) | Indirect |
| 2022-07-28 | Exchangeable Shares of 2864555 Ontario Inc. | $ | G | 33054 | Acquired | 2031-12-17 | Common Stock (33054) | Indirect |
| 2022-07-28 | Exchangeable Shares of 2864555 Ontario Inc. | $ | M | 33054 | Disposed | 2031-12-17 | Common Stock (33054) | Indirect |
| 2022-07-28 | Exchangeable Shares of 2864555 Ontario Inc. | $ | M | 28467 | Disposed | 2031-12-17 | Common Stock (28467) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Exchangeable Shares of 2864555 Ontario Inc. | $ | 2031-12-17 | Common Stock (28946) | 28946 | Direct |
Footnotes
F1: On July 28, 2022, 33,054 Exchangeable Shares were exchanged into 33,054 shares of common stock.
F2: Exchangeable Shares are immediately exchangeable for shares of common stock on a 1-to-1 ratio.
F3: On July 28, 2022, 28,467 Exchangeable Shares were exchanged into 28,467 shares of common stock.
F4: This transaction involved a gift of common stock by the reporting person to family members whose holdings may be deemed attributable to the reporting person for the purposes of Section 16.
F5: Consists only of 9,639 Exchangeable Shares of 2864555 Ontario Inc. subject to escrow. Reflects the transfer of 25,553 Exchangeable Shares previously held by a trust, which were registered in the name of the reporting person on July 28, 2022 and are now directly owned by the reporting person.
F6: Shares are held in trust by the reporting person.
F7: Includes 479 Exchangeable Shares of 2864555 Ontario Inc. subject to escrow. Reflects the transfer of 25,553 Exchangeable Shares previously held by a trust, which were registered in the name of the reporting person on July 28, 2022 and are now directly owned by the reporting person.
F8: Consists only of 479 Exchangeable Shares of 2864555 Ontario Inc. subject to escrow