Peraso Inc. — Director's Dealing 2021

Dec 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Peraso Inc. (PRSO)
CIK: 0000890394
Period of Report: 2021-12-17

Reporting Person: Tomkins Alex (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-17	Common Stock	A	9127	—	Acquired	9127	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-17	Stock Option (right to buy)	$1.73	A	13571	Acquired	2014-11-17	Common Stock (13571)	Direct
2021-12-17	Stock Option (right to buy)	$2.59	A	13571	Acquired	2027-06-09	Common Stock (13571)	Direct
2021-12-17	Stock Option (right to buy)	$2.59	A	166656	Acquired	2030-09-17	Common Stock (166656)	Direct
2021-12-17	Stock Option (right to buy)	$2.59	A	65759	Acquired	2031-12-16	Common Stock (65759)	Direct

Footnotes

F1: The reporting person acquired these securities on December 17, 2021, as consideration for the reporting person's securities of Peraso Technologies Inc., which Peraso Inc. (formerly known as MoSys, Inc.) acquired by way of reverse takeover pursuant to the Arrangement Agreement (together with the entirety of ancillary documents thereto - the "Agreement") dated as of September 14, 2021.

F2: The Agreement additionally provides that following the first anniversary of the Effective Time (as defined in the Agreement) the reporting person may receive from escrow up to 1,289 shares of Common Stock, subject to certain terms and conditions, including a requirement as to the volume weighted average price of the Common Stock of Peraso Inc. Such shares are included herein.

F3: 100% of the Options were fully vested on November 17, 2018.

F4: 100% of the Options were fully vested on September 17, 2021.

F5: 25% of the Options vest on first anniversary of date of grant, September 17, 2020; and 6.25% of the Options vest on the first day of each calendar quarter following September 17, 2021.