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Peraso Inc. — Director's Dealing 2020
Feb 11, 2020
35320_dirs_2020-02-10_a5d74e73-fe89-4da5-b55c-a2cee0e4e5d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MoSys, Inc. (MOSY)
CIK: 0000890394
Period of Report: 2020-02-06
Reporting Person: SULLIVAN JAMES (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-06 | Common Stock | M | 1375 | — | Acquired | 4823 | Direct |
| 2020-02-06 | Common Stock | F | 563 | $2.25 | Disposed | 3199 | Direct |
Footnotes
F1: On February 6, 2019, the reporting person was granted 8,250 restricted stock units, which reflect the impact of a 1-for-20 reverse stock split of the Issuer's common stock effected in August 2019. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting.
F2: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1.