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Peraso Inc. — Director's Dealing 2020
Aug 8, 2020
35320_dirs_2020-08-07_bf431fb6-bd2d-450e-9731-74d9d473cb77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MoSys, Inc. (MOSY)
CIK: 0000890394
Period of Report: 2020-08-06
Reporting Person: SULLIVAN JAMES (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-06 | Common Stock | M | 1375 | — | Acquired | 4574 | Direct |
| 2020-08-06 | Common Stock | F | 464 | $1.81 | Disposed | 4110 | Direct |
Footnotes
F1: On February 6, 2019, the reporting person was granted 8,250 restricted stock units, which reflect the impact of a 1-for-20 reverse stock split of Mosys, Inc. common stock effected in August 2019. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting.
F2: In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1.