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Peraso Inc. — Director's Dealing 2016
Feb 22, 2016
35320_dirs_2016-02-22_b9e38ead-df2e-4003-9a94-8033d3dd2a18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MoSys, Inc. (MOSY)
CIK: 0000890394
Period of Report: 2016-02-18
Reporting Person: SULLIVAN JAMES (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-18 | Common Stock | M | 6000 | — | Acquired | 45985 | Direct |
| 2016-02-18 | Common Stock | F | 3104 | $0.59 | Disposed | 42881 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-18 | Restricted Stock Units | $ | M | 6000 | Acquired | Common Stock (6000) | Direct |
Footnotes
F1: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.
F2: On February 18 2014, the reporting person was granted 30,000 restricted stock units, vesting in 5 equal installments on March 18, 2014, February 18, 2015, February 18, 2016, February 18, 2017 and February 18, 2018.
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