Peraso Inc. — Director's Dealing 2016

Aug 26, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MoSys, Inc. (MOSY)
CIK: 0000890394
Period of Report: 2016-08-23

Reporting Person: SULLIVAN JAMES (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-23	Option to purchase common stock	$3.73	D	190000	Disposed	2018-01-18	Common Stock (190000)	Direct
2016-08-23	Option to purchase common stock	$3.54	D	50000	Disposed	2017-11-01	Common Stock (50000)	Direct
2016-08-23	Option to purchase common stock	$4.46	D	36250	Disposed	2023-06-06	Common stock (36250)	Direct
2016-08-23	Option to purchase common stock	$0.72	D	157856	Acquired	2026-08-23	Common Stock (157856)	Direct

Footnotes

F1: The canceled option provided for vesting as follows: 25% of the shares subject to the option on January 17, 2009 and as to 2.0833% of the shares subject to the option on the 17th day of each calendar month thereafter

F2: On August 23, 2016, the Issuer canceled, pursuant to an option exchange program, options granted to the Reporting Person on 1/18/08, 11/1/11, and 6/6/13. In exchange for these options to cumulatively purchase 276,250 shares, the Reporting Person received a new option to purchase 157,856 shares at a lower exercise price.

F3: The canceled option provided for vesting as follows: ratably over 48 months

F4: The canceled option provided for vesting as follows: 6,250, 10,000, 10,000, 7,500, 2,500 shares in fiscal years 2013, 2014, 2015, 2016 and 2017, respectively

F5: Option granted to replace cancelled options, pursuant to an option exchange program; vests ratably over 36 months.