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Peraso Inc. — Director's Dealing 2014
Mar 6, 2014
35320_dirs_2014-03-06_ff4667fe-7042-4a69-a259-e844fec4c6ae.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MoSys, Inc. (mosy)
CIK: 0000890394
Period of Report: 2014-03-01
Reporting Person: Monson John Stearns (VP of Marketing and Sales)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock | 14044 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to purchase common stock | $3.92 | 2018-02-23 | Common stock (175000) | Direct | |
| Option to purchase common stock | $4.46 | 2023-06-06 | Common stock (49900) | Direct | |
| Restricted stock unit | $0 | Common stock (20000) | Direct |
Footnotes
F1: Shares acquired through the MoSys Employee Stock Purchase Plan.
F2: This option vests 25% on the one year anniversary of grant date and 1/48th per month thereafter.
F3: This option vests as to 7,300, 7,300, 7,300, 21,000 and 7,000 in fiscal years 2013, 2014, 2015, 2016 and 2017, respectively.
F4: Each RSU represents the right to receive one share of common stock subject to the vesting schedule. 20% of shares subject to the RSU vest on March 18, 2014, Feb. 18, 2015, Feb. 18, 2016, Feb. 18, 2017 and Feb. 18, 2018.
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