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Peraso Inc. Director's Dealing 2014

Mar 6, 2014

35320_dirs_2014-03-06_ff4667fe-7042-4a69-a259-e844fec4c6ae.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MoSys, Inc. (mosy)
CIK: 0000890394
Period of Report: 2014-03-01

Reporting Person: Monson John Stearns (VP of Marketing and Sales)

Holdings (Non-Derivative)

Security Shares Ownership
Common stock 14044 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to purchase common stock $3.92 2018-02-23 Common stock (175000) Direct
Option to purchase common stock $4.46 2023-06-06 Common stock (49900) Direct
Restricted stock unit $0 Common stock (20000) Direct

Footnotes

F1: Shares acquired through the MoSys Employee Stock Purchase Plan.

F2: This option vests 25% on the one year anniversary of grant date and 1/48th per month thereafter.

F3: This option vests as to 7,300, 7,300, 7,300, 21,000 and 7,000 in fiscal years 2013, 2014, 2015, 2016 and 2017, respectively.

F4: Each RSU represents the right to receive one share of common stock subject to the vesting schedule. 20% of shares subject to the RSU vest on March 18, 2014, Feb. 18, 2015, Feb. 18, 2016, Feb. 18, 2017 and Feb. 18, 2018.