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Peraso Inc. — Director's Dealing 2014
Mar 20, 2014
35320_dirs_2014-03-20_76fdd129-7710-4ab6-9bbe-e5cc231f1620.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MoSys, Inc. (MOSY)
CIK: 0000890394
Period of Report: 2014-03-18
Reporting Person: Monson John Stearns (VP of Marketing and Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-18 | Common stock | M | 4000 | — | Acquired | 18044 | Direct |
| 2014-03-18 | Common stock | F | 1755 | $5.16 | Disposed | 16289 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-18 | Restricted stock units | $ | M | 4000 | Disposed | Common stock (4000) | Direct |
Footnotes
F1: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.
F2: On Feb. 18, 2014, the reporting person was granted 20,000 restricted stock units, vesting in 5 equal installments on March 18, 2014, Feb. 18, 2015, Feb. 18, 2016, Feb. 18, 2017 and Feb. 18, 2018.
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