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Peraso Inc. — Director's Dealing 2014
Apr 2, 2014
35320_dirs_2014-04-02_a310f41b-5d07-4134-b338-d450180fa06d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MoSys, Inc. (mosy)
CIK: 0000890394
Period of Report: 2014-04-01
Reporting Person: SULLIVAN JAMES (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-01 | Common stock | M | 3334 | — | Acquired | 32369 | Direct |
| 2014-04-01 | Common stock | F | 1461 | $4.68 | Disposed | 30908 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-01 | Restricted stock units | $ | M | 3334 | Acquired | Common stock (3334) | Direct |
Footnotes
F1: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.
F2: On June 6, 2013, the reporting person was granted 10,000 restricted stock units, vesting in 3 equal installments on April 1, 2014, 2015 and 2016.
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