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Peraso Inc. — Director's Dealing 2009
Nov 3, 2009
35320_dirs_2009-11-02_9687513e-03fe-45f4-a8ee-a2c61b22a48d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MoSys, Inc. (MOSY)
CIK: 0000890394
Period of Report: 2009-10-30
Reporting Person: BERG CARL E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-30 | COMMON STOCK | P | 53537 | $2.45 | Acquired | 1013537 | Direct |
| 2009-11-02 | COMMON STOCK | P | 249900 | $2.35 | Acquired | 1263437 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 124998 | Direct |
| COMMON STOCK | 169998 | Direct |
Footnotes
F1: THESE SHARES ARE OWNED BY CARL E. BERG, THE DESIGNATED BENEFICIAL OWNER FOR THE REPORTING GROUP. THE DESIGNATED BENEFICIAL OWNER DISCLAIMS BENEFICIAL OWNERSHIP EXCEPT TO THE EXTENT OF HIS RESPECTIVE PECUNIARY INTERESTS THEREIN.
F2: THESE SHARES ARE OWNED BY BERG & BERG ENTERPRISES, LLC ("BB"), A MEMBER OF THE REPORTING GROUP. THE DESIGNATED BENEFICIAL OWNER DISCLAIMS BENEFICIAL OWNERSHIP EXCEPT TO THE EXTENT OF THEIR RESPECTIVE PECUNIARY INTERESTS THEREIN.
F3: THESE SHARES ARE OWNED BY MARY ANN BERG, THE WIFE OF THE DESIGNATED BENEFICIAL OWNER. CARL E. BERG DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SHARES HELD BY HIS WIFE AS HE HAS NO ECONOMIC INTEREST IN ANY OF THESE SHARES.