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Peraso Inc. — Director's Dealing 2007
Mar 1, 2007
35320_dirs_2007-03-01_369d835b-4320-480c-8c34-109bc7334446.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MoSys, Inc. (MOSY)
CIK: 0000890394
Period of Report: 2007-02-28
Reporting Person: BERG CARL E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-02-28 | Common Stock | M | 40000 | $1.00 | Acquired | 40000 | Direct |
| 2007-02-28 | Common Stock | M | 10000 | $1.00 | Acquired | 50000 | Direct |
| 2007-02-28 | Common Stock | M | 10000 | $1.00 | Acquired | 60000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-02-28 | Employee Stock Option (right to buy) | $1.00 | M | 40000 | Disposed | 2007-03-10 | Common Stock (40000) | Direct |
| 2007-02-28 | Employee Stock Option (right to buy) | $1.00 | M | 10000 | Disposed | 2008-03-04 | Common Stock (10000) | Direct |
| 2007-02-28 | Employee Stock Option (right to buy) | $1.00 | M | 10000 | Disposed | 2009-12-17 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 124998 | Indirect |
| Common Stock | 4998 | Indirect |
| Common Stock | 124998 | Indirect |
| Common Stock | 4998 | Indirect |
| Common Stock | 124998 | Indirect |
| Common Stock | 4998 | Indirect |
Footnotes
F1: 124,998 shares are held by Berg & Berg Enterprises, LLC, of which Mr. Berg is the sole manager. Mr. Berg disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in them. Mr. Berg's wife owns 4,998 shares. Mr. Berg disclaims beneficial ownership of these shares.
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