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Peraso Inc. — Director's Dealing 2007
Nov 14, 2007
35320_dirs_2007-11-13_bef0dad6-fec5-407c-b800-c65ac6c98ab6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MoSys, Inc. (MOSY)
CIK: 0000890394
Period of Report: 2007-11-08
Reporting Person: Perham Leonard charles (Director, CEO and President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-11-08 | Option to Purchase Common Stock | $5.61 | A | 800000 | Acquired | 2014-11-07 | Common Stock (800000) | Direct |
| 2007-11-08 | Option to Purchase Common Stock | $5.61 | A | 350000 | Acquired | 2014-11-07 | Common Stock (350000) | Direct |
| 2007-11-08 | Option to Purchase Common Stock | $5.61 | A | 100000 | Acquired | 2014-11-07 | Common Stock (100000) | Direct |
Footnotes
F1: This option will vests in equal amounts monthly for two years from November 30, 2007 at the rate of 4.167% per month.
F2: This option becomes exercisable as to 80% of these shares if the average closing price of our common stock for any 90-day period is at least $10.00 per share, and vests as to the remaining 20% of these shares pro rata for each $0.01 increase in the average price up to $12.00 per share.
F3: This option becomes exercisable as to 50% of the shares if the average closing price of our common stock for any 90-day period is at least $13.00 per share, and as to the remaining 50% of these shares pro rata for each $0.01 increase up to $15.00 per share.